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Showing 311 - 320 of 326 results for "SIS"

ATO calls on SMSF trustees to get it right

... and referring trustees for prosecution where we believe that there have been serious and intentional contraventions of the SIS Act".

New investment risk tool for SMFSs launched

... managed superannuation do not realize the full extent of their legal obligations for investment strategy under section 52 of the SIS Act," Sinclair says.

APRA investigation leads to criminal charges

... Prudential Regulation Authority (APRA). Three of the five face charges under the Superannuation Industry (Supervision) Act 1993 (SIS Act) relating to contraventions of the sole purpose test, an alleged scheme to avoid the in-house asset rules and allegedly ...

ASIC and APRA move to streamline intra-fund transfers

... was developed with APRA and applies to approved trustees under Part 2 of the Superannuation Industry (Supervision) Act 1993 (SIS Act) or any trustee holding an RSE licence under Part 2A of the SIS Act. "Addressing legacy products and systems issues is ...

ASIC bans accountant for good

... little chance he could provide sound financial services to third parties. ASIC also found he was in breach of sections of the SIS Act when he was a director of Bridlington Nominees. Bridlington was the trustee of the Osborne Superannuation Fund. During ...

Man convicted over early release super scheme

... to access their superannuation money early for a commission after making false and misleading statements to them. Under the SIS Act 1993 these people were not eligible to release their superannuation early as they had not reached the retirement age and ...

APRA ousts trustee of Melbourne super fund

... Group Superannuation Fund after the trustee was found to be operating the fund not in compliance to the requirements of the SIS Act. APRA discovered the funds non-compliance by way of its dissolution scheme for superannuation funds that cannot be contacted. ...

UniSuper Trustee investigated by ASIC on disclosure and complaints handling

... billion fund will engage an external compliance auditor to review its disclosure and complaints handling procedures under the SIS Act and Corporations Act 2001 and publish a disclosure statement on the fund's website. UniSuper will also provide its TI/PD ...

APRA disqualifies four former super trustees

... a formal investigation into the fund, which was still ongoing but had already uncovered multiple suspected breaches of the SIS Act by the former trustee company.

Equities analyst joins ING Investment Management

ING Investment Management has appointed Keiran Sisson as an equities analyst in the Australian Equities Investment Team, it announced today. Mr Sisson has been with State Street Global Advisors for the past three years as an analyst and more recently ...