Search Results | Showing 311 - 320 of 2527 results for "Legal" |
| | | ... established in the Equity Capital Markets and higher net worth marketplace," Crole said. Together with its other business unit, legal and administration services, the group reported total revenues of $124.6 million, a 26% jump year on year. More than ... |
| | | | ... super fund. The Construction, Forestry, Mining and Energy Industrial Union of Employees, Queensland (CFMEU-Q), a separate legal entity to the CFMEU, is a shareholder of BUSSQ and has appointed four directors to its eight-member board, three of whom are ... |
| | | | ... reminder to the crypto industry" about the importance of compliance with the design and distribution obligations. "It's a legal requirement for financial products to be distributed to consumers appropriately. Consumers should receive the full protection ... |
| | | | ... However, Cbus has previously told Financial Standard that it's a highly regulated financial institution that meets all legal obligations regarding the appointment and ongoing review of directors, who must pass a fit and proper assessment. Bragg ... |
| | | | ... Sequoia said it has assessed complaints where there is less than a probable likelihood of restitution, including the impact of legal costs and insurance, and chose "not to disclose the likely amount as they are still subject to proceedings with AFCA ... |
| | | | ... instigated an independent review into issues raised in recent weeks - and Cbus has supported the regulator's actions. "It's a legal requirement that trustee directors must pass a fit and proper assessment before their appointment and each year. These ... |
| | | | ... joined ART/Sunsuper over 10 years ago, initially working within the fixed income and currency team. Before ART, he worked at Legal & General Investment Management and at JPMorgan and State Street. Meanwhile, as head of asset allocation, Hall leads a ... |
| | | | ... royalties, and growth in customer connections at the Australian Liquidity Centre (ALC). The exchange did not provision for the legal proceedings ASIC brought against it on August 13 post-reporting period. ASIC alleged the ASX breached certain sections ... |
| | | | ... customers. Note the deliberate choice in language there - customer, not member. Yes, the term 'member' comes with particular legal obligations, but they see themselves as your customers. "That's how they're used to dealing with their financial institutions. ... |
| | | | ... 450 funds with $110 billion of assets at the end of April. In June, APRA fined EQT for $782,500 for failing to meet its legal obligations to report data. APRA said EQT breached the requirements of the Financial Sector (Collection of Data) Act 2001 (FSCODA) ... |
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