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Showing 311 - 320 of 1306 results for "Audit"

Asendium partners with regtech

KARREN VERGARA  |  MONDAY, 9 AUG 2021
... when it is reviewed before the advice is issued to the customer, as opposed to through a retrospective review or a regular audit program." "Asendium removes all paraplanning costs, which on average cost advisers $500 per client. This means every adviser ...

IOOF advice outflows soar

ANNABELLE DICKSON  |  THURSDAY, 29 JUL 2021
... though our extended scale and reach." IOOF expects a one-off non-cash impairment charge of $200 million, subject to final audit, for the full year ended 30 June 2021 relating to goodwill associated with Shadforth, DKN Financial Group and Bridges and ...

Vale Murray Wyatt

JAMIE WILLIAMSON  |  TUESDAY, 27 JUL 2021
The long serving chair of wealth management firm Morrows is being remembered for his larger-than-life personality and generous spirit following his sudden passing last week. Tributes are flowing for Morrows chair and director Murray Wyatt, who passed ...

ASIC bans adviser, cancels AFSL

ANNABELLE DICKSON  |  THURSDAY, 22 JUL 2021
The corporate regulator has banned a Gold Coast-based adviser for five years and cancelled the group's AFS licence over misconduct. Adam Bevan was an authorised representative and sole director of Trade Wind Financial Services. ASIC banned Bevan after ...

ASIC prepares licensees for reference checks

KARREN VERGARA  |  WEDNESDAY, 21 JUL 2021
ASIC released more information on what financial advisers can expect from the new reference checking laws, which take effect on October 1. New protocols administered by ASIC requires a licensee recruiting a prospective financial adviser to request a ...

Legalsuper adds to board

JAMIE WILLIAMSON  |  WEDNESDAY, 14 JUL 2021
... Proebstl said. Peters was president of the Victorian Bar Council between 2014 and 2015, is a past chair of the Victorian Bar Audit and Finance Committee and has acted on behalf of ASIC, the ACCC and APRA in the past. Described as a distinguished legal ...

Class launches SMSF auditor tool

ANNABELLE DICKSON  |  MONDAY, 12 JUL 2021
... request quotes from different providers that connect directly to the Class product suite, including some of the largest SMSF audit companies in Australia. The launch partners include Super Know How, Unison and BDO Audits which leverage data integration ...

Perks looks within for directors

ANNABELLE DICKSON  |  MONDAY, 5 JUL 2021
... previously an SMSF client manager at Cavendish Superannuation and an accountant at EY. Gordon was appointed as a senior audit manager at Perks in 2012 and was later promoted to associate director in 2018. Perks managing director Mark Roderick said Bosnich ...

Regulators warn trustees of super advice fee obligations

KARREN VERGARA  |  THURSDAY, 1 JUL 2021
... trustees to have the processes; requisite information, systems and qualified people; as well as controls such as annual audit programs. Two other laws came into effect today. The disclosure of lack of independence sees advisers providing a written statement ...

ASIC disqualifies SMSF auditor

ANNABELLE DICKSON  |  WEDNESDAY, 30 JUN 2021
... family member's fund. Shrubsole was found to be deficient in planning audits and failed to obtain sufficient appropriate audit evidence to support the valuation of assets. He also issued auditor reports that were not in the approved form. Shrubsole's ...