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Showing 3231 - 3235 of 3235 results for "April 2018"

SA adviser joins son on ASIC banned list

Paul Cully The Australian Securities and Investments Commission (ASIC) today handed down a two year ban to South Australia financial adviser Kevin Lehman for unauthorised dealing in superannuation and insurance products, one month after his son Klinton ...

Another adviser pleads guilty to ASIC charges

Paul Cully Former South Australia financial adviser David Mudge has pleaded guilty to a charge of dishonestly coaxing an elderly client to transfer money into his account or those held by his own company, the Australian Securities and Investments Commission ...

AXA appoints Ipac as portfolio manager

John Fernando AXA has appointed Ipac as the portfolio manager for its multi-manager portfolios, it has announced. The appointment is effective from April 1. Ipac will be responsible for selecting and monitoring fund managers, portfolio construction ...

ASIC moves to prevent repetition of Groundhog scheme

John Fernando The Supreme Court of Queensland today ordered Ian Hall and David McEvoy of PricewaterhouseCoopers to liquidate two companies and an unregistered managed investment scheme that took approximately $3.5 million from 161 Australian investors ...

ASIC files charges against Southcorp

John Fernando The Australian Securities and Investments Commission (ASIC) today filed proceedings in the Federal Court against Southcorp Limited alleging a breach of its continuous disclosure obligations in April 2002. The proceedings relate to an e-mail ...