Search Results | Showing 301 - 310 of 2595 results for "Institutions" |
| | | ... in our sector, yet recoveries are only $2.1 million. Financial advisers are funding litigation costs against large institutions, when the fines are going to consolidated revenue, and advisers are left with a tiny fraction of these costs being recovered," ... |
| | | | ... the regulation to explicitly permit trustees to include lifetime annuities. "The QAR suggestion is that financial institutions including superannuation trustees should be permitted to offer all advice and that the SoA requirements be reduced," he said. ... |
| | | | ... financial stability, only 35% of superannuation trustees responded positively. In contrast, authorised deposit-taking institutions (ADIs) and life insurers were more favourable, with affirmative responses of 68% and 67% respectively. The survey further ... |
| | | | ... development and investor relations. Prior to that, he held a position at J.P. Morgan as its executive director of financial institutions and at Merrill Lynch as vice president of investment banking. He also spent over a year at National Australia Bank ... |
| | | | ... overnight launched its first system-wide stress test to understand the behaviours of banks and non-bank financial institutions (NBFIs) in volatile financial markets. Recent chaos across UK markets has led to the system-wide exploratory scenario (SWES) ... |
| | | | ... ETF institutional market - authorised participants and market makers. Authorised participants, typically financial institutions, manage the creation and redemption of ETF units, either transacting on their own account or on behalf of clients, primarily ... |
| | | | ... that an institution might fail, and it recognises that attempting to do so would impose an unnecessary burden on institutions and the financial system," the FRAA said. ASIC on the other hand, uses a risk-based approach to direct its resources to address ... |
| | | | ... are investing in the learning and development of their staff and are partnering with certification and educational institutions are seen as responsive to graduates' needs to further their knowledge and careers." CFA Institute surveyed almost 10,000 current ... |
| | | | ... has increased. And consumer outcomes have not improved." CHOICE was pleased with how the government omitted large institutions from providing advice for the meantime. "The recommendations that would have slashed consumer protections for advice provided ... |
| | | | ... removed. The exception to conflicted remuneration rules for agents or employees of Australian Authorised Deposit-Taking Institutions (Recommendation 13.5) will also be removed. Life, general and consumer credit insurance commissions (Recommendations ... |
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