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Showing 301 - 310 of 335 results for "Cancelled"

ASIC bans former Citibank manager

RACHEL DAVIS  |  TUESDAY, 20 SEP 2011
... authorisation or knowledge and submitted transfer application forms containing falsified signatures. On one occasion, Cai cancelled a client's term deposit to facilitate one of these transactions. ASIC also found that Cai altered the frequency at which ...

WA adviser receives jail sentence and reparations

RACHEL DAVIS  |  MONDAY, 5 SEP 2011
... development never materialised. On 19 May 2009, ASIC permanently banned Goldenberg from providing financial services and cancelled the AFS licence of CWM. ASIC subsequently disqualified Goldenberg from managing corporations for five years. In June 2011 ...

Opus licence decision overturned

RACHEL DAVIS  |  FRIDAY, 2 SEP 2011
... the matter on 20 May 2011. The matter has been remitted back to the AAT to determine whether Opus' licence should be cancelled.

PIF Action Group lands Federal Court win

ELISE BURGESS  |  TUESDAY, 21 JUN 2011
... units on issue, thereby diluting unitholdings of existing investors. The court judgment said any rights issued should be cancelled and PIFAG should be awarded any costs. According to PIFAG, it was the cross-examination of Jenny Hutson, managing director ...

Bans hit bad planners: ASIC

ALISON BEVEGE  |  THURSDAY, 12 MAY 2011
... person for the AFS license and document its compliance procedures during its suspension period or its license will be cancelled, ASIC said. Bray said neither Kedesco nor Whitting had anything to do with the Blue Diamond collapse other than as advisers ...

ASIC strikes back in Opus dispute

JOHN MCDULING  |  FRIDAY, 22 OCT 2010
... against a Federal Court decision that looked to have provided the besieged property fund manager with a lifeline. ASIC cancelled Opus Capital's Australian financial services license (AFSL) in August after the company "failed to rectify an ongoing breach ...

Market Wrap - Midday

AAP  |  WEDNESDAY, 6 OCT 2010
... said it had been ordered to pay $US3.7 million ($A3.81 million) in a dispute with Armada (Singapore) Pte Ltd over a cancelled shipping contract. The miner was up 11 cents, or 2.1 per cent, at $5.35. There were about 14 stocks up for every five that were ...

Securities lending back at pre-GFC levels

JOHN MCDULING  |  MONDAY, 13 SEP 2010
... freezing up during the GFC, an industry official says. During the financial crisis, a number super funds curtailed or even cancelled their securities lending programs as an intense debate over the effects of short selling on equity prices raged within ...

Market Wrap - Morning

AAP  |  MONDAY, 17 MAY 2010
... from Sony Corp, but the benchmark came off the day's lows as the yen weakened. Shinsei Bank fell 4.5 per cent after it cancelled a planned merger with Aozora Bank and posted a second straight year of losses, prompting Japan's banking minister to call ...

ASIC cancels Teys Property AFSL

ASIC RELEASE  |  FRIDAY, 26 MAR 2010
ASIC has cancelled the Australian Financial Services licence of Teys Property Funds after the firm went into external administration earlier this month. Teys is now known as TPFL Ltd. The firm is the responsible entity of eleven property and mortgage ...