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Showing 271 - 280 of 335 results for "Cancelled"

ASIC revokes Australian Public Trustees' AFSL

JAMES FERNYHOUGH  |  TUESDAY, 30 JUL 2013

ASIC winds up insolvent derivatives issuer

MARK SMITH  |  TUESDAY, 9 JUL 2013
... clients in full, it held net tangible assets of less than $500,000 and was in breach of its AFS licence requirements. ASIC cancelled Apex's AFS licence on 20 February 2013. Daniel Walley and Scott Pascoe of PPB Advisory have been appointed by the Court ...

ASIC bans another insurance broker

MARK SMITH  |  FRIDAY, 22 MAR 2013
... had contacted their insurers who had advised they were no longer able to provide insurance even though the client had cancelled the policy some years before. ASIC said it found reason to believe that Coshott was not of good character. He has the right ...

Same Day Money loses credit licence

LAURA MILLAN  |  MONDAY, 11 MAR 2013
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian Credit Licence (ACL) of Cairns-based business Same Day Money. Same Day Money director Lawrence James Sullivan has also been banned from engaging in credit activities ...

Two liquidators punished by ASIC

BEN COLLINS  |  TUESDAY, 26 FEB 2013
... Insolvency Practitioners Association, their professional accounting body or from ASIC," he said. Meanwhile, ASIC has cancelled the registration of Paul Pattison, of Melbourne, as a registered liquidator. ASIC made this decision following orders made ...

Co-operation key to avoiding pain from ASIC

MARK SMITH  |  THURSDAY, 21 FEB 2013
... legal battle, according to a law firm specialising in the area. A seemingly endless stream of enforced undertakings, cancelled licenses and investigation from the regulator has raised questions about the best way to respond to scrutiny. Dr Hillary Ray ...

Avoid estate planning mistakes

BEN COLLINS  |  TUESDAY, 30 OCT 2012
... that it is worth keeping in mind that while binding nominations can be amended at any time, they are not automatically cancelled out by events such as divorce. "A new binding nomination must be made to ensure that, for example, an ex-spouse doesn't inherit ...

Not long now

BENJAMIN ONG  |  FRIDAY, 26 OCT 2012
... 'Frankenstorm' could disrupt trading activity and businesses. Bloomberg reports that the NYSE and the NYME have already cancelled floor trading. But there'll still be trading on electronic platforms -that's if traders aren't kept occupied sandbagging ...

ASIC cancel advice firm's AFS licence

LINDA HAUSKEN  |  MONDAY, 22 OCT 2012
ASIC has cancelled the Australian Financial Services (AFS) licence of Sydney-based Australian Performance Financial Planning, effective immediately. In April, the corporate regulator suspended the company's licence because it had been had been put under ...

Murdoch defies shareholder sentiment

MARK SMITH  |  FRIDAY, 19 OCT 2012
... has had real and lasting repercussions," she said. "It has shuttered a newspaper, launched criminal investigations, cancelled the BSkyB acquisition, eroded public trust and tarnished the company's reputation." With such a high proportion of institutional ...