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Showing 291 - 300 of 634 results for "derivatives"

UK regtech expands Australian footprint

JAMIE WILLIAMSON  |  TUESDAY, 1 AUG 2017
... our development," Brown added. Goughran, who joined the firm in 2016, has more than 20 years' experience in risk, derivatives, collateral management and regulatory compliance. Prior to joining Lombard Risk Goughran served as global head of collateral ...

QIC and Eagle Investment join forces

KARREN VERGARA  |  MONDAY, 26 JUN 2017
... including: fixed income, equities, global strategies, real estate, private equity, infrastructure investments and derivatives. It will enable QIC to automate complex calculations and undertake advanced returns and exposure analysis; customise reporting ...

ASIC bans former Westpac adviser

EMMA RAPAPORT  |  THURSDAY, 8 JUN 2017
... Macquarie and AMP). ASIC has also penalised Synergy Financial Markets, a Sydney-based firm which trades equities and derivatives through two managed discretionary accounts for making false or misleading statements. According to the regulator, Synergy ...

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
... custodial or depository services to retail and wholesale clients, and make a market in foreign exchange contracts and derivatives products to wholesale clients. ASIC found Gallop had failed to lodge financial statements, audit reports and breach reports ...

Rising yields benefit active managers

KARREN VERGARA  |  FRIDAY, 19 MAY 2017
... options not available to passive managers are investing in more complex financial instruments such as interest rate derivatives, inflation linked bonds, credit options and investing in different international markets or adding currency investments to ...

Cuffe takes stake in Lennox small-cap fund

ALEX BURKE  |  WEDNESDAY, 10 MAY 2017
... S&P/ASX Small Ordinaries Accumulation Index and invests in a concentrated portfolio of listed small-caps as well as derivatives, cash and smaller companies expected to list within 12 months. The fund is being seeded by Lennox founding principals James ...

ETFs attracting insto appetites: VanEck

ALEX BURKE  |  MONDAY, 27 MAR 2017
... usage of ETFs is an important part of this growth story. We believe ETFs are on track to become as common as stocks, derivatives and bonds in institutional portfolios," he added. Neiron also said that over half of institutions surveyed are at least considering ...

Citi boosts wealth team

ALEX BURKE  |  FRIDAY, 24 MAR 2017
... fixed income. Elsa Ouattara joined in December as a fixed income manager; before that, she was a fixed income and derivatives sales manager at Nordea Markets and a fund analyst at BNP Paribas. She has also held roles at UBS, Societe Generale and Fox ...

Estate agents to become RG146 certified

JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
... insurance, retirement planning, general insurance, SMSFs, superannuation, managed property investments, securities and derivatives. As defined by ASIC, "factual advice" is "objectively ascertainable information whose truth or accuracy cannot be reasonably ...

New hire at Auscap Asset Management

EMMA RAPAPORT  |  MONDAY, 13 MAR 2017
... industry having previously held senior positions at Goldman Sachs, Deutsche and Macquarie Bank specialising in equity derivatives sales. At Magellan, Herbert was responsible for launching and managing Magellan's ASX-listed product suite. "We are delighted ...