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Showing 291 - 300 of 891 results for "Banned"

Keybridge takes WAM to court

ELIZA BAVIN  |  WEDNESDAY, 3 JUN 2020
... declaration that WAM breached the Corporations Act and that the transfer of the shares is void. Bolton said WAM should be banned from the participating with the proposed share sale through ASIC in every way. The filing requests that WAM be banned from ...

FASEA boycott sparks in-fighting

ELIZABETH MCARTHUR  |  TUESDAY, 2 JUN 2020
... AIOFP suggested the UFAA should merge with it. "Unfortunately, they wanted to go it alone," he said. Schroeder was recently banned from financial advice by ASIC and is no longer working with the UFAA. Schroeder was director, chief executive, responsible ...

ASIC bans Linchpin directors

ELIZABETH MCARTHUR  |  FRIDAY, 29 MAY 2020
ASIC first banned the three from providing any financial services for a period of five years in November 2019 but they appealed the decision. They applied for a stay of the decision and a confidentiality order preventing ASIC from publishing information ...

Chief economist update: Better than all the rest

BENJAMIN ONG  |  FRIDAY, 29 MAY 2020
... - the country's biggest export market - could throw a spanner in Canberra's recovery works. Beijing has already banned beef imports from four Australian abattoirs, put an 80% customs duty on barley, its looking at thermal coal import restrictions. ...

Adviser banned for five years

ELIZA BAVIN  |  TUESDAY, 26 MAY 2020
A financial adviser who cycled through seven AFSLs in nine years has been banned after ASIC found he provided poor SMSF advice and based insurance advice on the commission he'd receive. The five-year ban follows ASIC surveillance of advice provided ...

Chief economist update: Australia needs China more than it needs us

BENJAMIN ONG  |  FRIDAY, 22 MAY 2020
... weeks since Australia called for an inquiry into COVID-19, offending China and sending it into retaliation mode - Beijing banned beef imports from Australia's four biggest "killing fields" on May 12, slapping an 80% tariff on barley imports on May ...

ASIC secures $160m in remediation over junk credit insurance

ALLY SELBY  |  THURSDAY, 14 MAY 2020
... provide value to consumers and ensure ongoing public transparency," the watchdog said. To safeguard consumers, ASIC has banned "cold-call" telephone sales of consumer credit insurance, worked with industry to incorporate a four-day deferred sales period ...

Adviser guilty of misuse of client money

ELIZA BAVIN  |  THURSDAY, 14 MAY 2020
... matter is being prosecuted by the Commonwealth Director of Public Prosecutions. The news comes days after the regulator banned three other financial advisers from Adelaide, Melbourne and Sydney. Adelaide-based Christopher Harris was banned from providing ...

Chief economist update: China's beef with Australia

BENJAMIN ONG  |  WEDNESDAY, 13 MAY 2020
... society by the coronavirus and, just in, a brewing trade war with China - its biggest trading partner. China has recently banned meat imports from Australia, citing violations of quarantine and custom standards. The ban on beef came soon after China's ...

ASIC bans RC case study adviser

HARRISON WORLEY  |  TUESDAY, 12 MAY 2020
... advice was cited as a case study during the Royal Commission is set to appeal a 10-year ban handed down by ASIC. ASIC has banned Adelaide-based adviser Christopher Norman Harris from providing financial services for 10 years, after the regulator found ...