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Showing 291 - 293 of 293 results for "Administrative Appeals Tribunal"

Life ban upheld for former Feldworth investment adviser

The Administrative Appeals Tribunal (AAT) has upheld the permanent ban of Hans Felden, formerly of Feldworth Financial Services, from acting as an investment adviser or securities dealer, the Australian Securities and Investments Commission (ASIC) said ...

Repeat offender gets ASIC life ban

... fairly in his handling of client funds entrusted to him. Reynolds has a right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

Five-year ban for securities adviser

John Fernando The Administrative Appeals Tribunal (AAT) has upheld a decision of the Australian Securities and Investments Commission (ASIC) to ban Jan Jungstedt, a former securities representative of Epic Securities, for five years on charges that ...