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Showing 11 - 14 of 14 results for "fiduciary rule"

US resistance to DOL fiduciary rule gathers pace

ALEX DUNNIN  |  WEDNESDAY, 2 MAR 2016
Momentum is building against the US Department of Labor's (DOL) proposed fiduciary rule for retirement advisers with House Speaker Paul Ryan now joining the critics. The DOL has been working on expanding the fiduciary obligation since the GFC when millions ...

US fiduciary rule fight not slowing down

ALEX DUNNIN  |  TUESDAY, 16 JUN 2015
... but about the regulatory add-ons that the US Department of Labor (DOL) is likely to include in addition to any fiduciary rule. "The DOL's proposed definition of who is a fiduciary is very broad encompassing many more activities as was ever intended ...

US fight over adviser fiduciary rules nears end

ALEX DUNNIN  |  THURSDAY, 17 APR 2014
While debate in the US wealth management sector regarding improved fiduciary responsibilities for advisers appears to approaching resolution, the price of this resolution is that it has retreated back to just improved disclosure rules. The Wall Street ...

US adviser fiduciary rule stalls

ALEX DUNNIN  |  THURSDAY, 22 SEP 2011
... regulator to re-initiate industry discussions, a process that some believe may take up to two years. The tougher fiduciary rule was set to be imposed on financial planners and brokers alike, in a bid to ensure intermediaries put investor interests above ...
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