Search Results | Showing 11 - 20 of 27 results for "Wealthsure" |
| | | ... forms to netwealth Investments Limited. The clients did not consent to the transfer, which effectively moved them from WealthSure to Lotus Securities. Banfield has resigned from positions as director, responsible manager and authorised representative ... |
| | | | The Federal Court of Australia has ordered the class action against WealthSure to stop, but it will allow members to continue the proceedings individually. Members of the class action were former clients of Colin James Oberg, a former WealthSure adviser ... |
| | | | WealthSure is undertaking a full reform of its business after it entered into an enforceable undertaking following concerns by the Australian Securities and Investments Commission (ASIC) over poor compliance and failure to monitor advisers' actions. ... |
| | | | WealthSure, WealthSure Financial Services and the former chief executive of both companies, Darren Pawski, will be put into an enforceable undertaking (EU) until 2018. The Australian Securities and Investments Commission (ASIC) has accepted an EU from ... |
| | | | Perth-based WealthSure has terminated 90 authorised representatives following a Federal Court case against the group and the appointment of a new chief executive. A Federal Court document revealed that WealthSure chief executive Darren Pawski has been ... |
| | | | Former WealthSure financial adviser has pleaded guilty to 22 criminal charges following an Australian Securities and Investments Commission (ASIC) investigation. Appearing in the Sydney District Court, Brian William Veitch, formerly of Minto, New South ... |
| | | | ... also held senior roles at HBF Financial Planning, RAMS Home Loans, PIS and, most recently, as WA state manager for WealthSure. "Albert brings with him a strong understanding of the day-to-day challenges faced by advisers from an advice and business development ... |
| | | | ... market," said Christopher Page, Rainmaker managing director. The largest non-institutionally owned groups are PIS, Sentry, Wealthsure, Synchron and AFS, note the Rainmaker report. AMP-AXA was meanwhile confirmed as the largest institutionally owned group ... |
| | | | Former WealthSure financial adviser, Brian William Veitch has appeared in court on 22 fraud charges, after he allegedly fraudulently transferred funds totalling $500,000 from seven client accounts without their knowledge or authority. These charges ... |
| | | | ... Giraldo has been a director of WIN Financial Network since 1993. She was also employed as an authorised representative of Wealthsure in 2008. In addition, from 2003 to 2008 she was authorised representative of Securitor Financial Group. Following an ... |
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