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Showing 11 - 20 of 26 results for "Sam Henderson"

FPA finds Sam Henderson guilty

KANIKA SOOD  |  THURSDAY, 11 OCT 2018
High profile financial adviser Sam Henderson has been found guilty of nine of 10 alleged breaches of the Financial Planning Association of Australia's code of professional practice. The determination was delivered this afternoon by the FPA's ...

AZ NGA merges embattled advice firm

JAMIE WILLIAMSON  |  TUESDAY, 26 JUN 2018
... and 51% paid to Henderson Maxwell's founders in cash. In April 2018, then-Henderson Maxwell chief executive Sam Henderson was called before the financial services Royal Commission where it was revealed he had instructed employees to impersonate clients ...

Industry wants one-stop-shop professional body: Poll

KARREN VERGARA  |  MONDAY, 7 MAY 2018
... complaints and investigating financial advisers that receive official banning orders from ASIC. High-profile FPA member Sam Henderson faced the Commission after former client Donna McKenna complained to the FPA she received inappropriate financial advice. ...

RECAP: Advice in the Royal Commission spotlight (Days 6- 9)

KANIKA SOOD  |  FRIDAY, 27 APR 2018
... practices and behaviour." Meanwhile, Managed Account Holdings, the company that came up in high profile adviser Sam Henderson's testimony on Tuesday, distanced itself from him by saying Henderson never owned more than 0.92% of the MGP shares on issue. ...

ROYAL COMMISSION: Our top stories

JAMIE WILLIAMSON  |  FRIDAY, 27 APR 2018
... The Royal Commission heard how Fair Work commissioner Donna McKenna received inappropriate financial advice from Sam Henderson, chief executive and senior financial adviser at Henderson Maxwell. McKenna sought financial advice from Henderson in late- ...

MGP responds to Henderson's RC hearing

JAMIE WILLIAMSON  |  FRIDAY, 27 APR 2018
The managed account provider brought into the Royal Commission spotlight by Henderson Maxwell chief executive Sam Henderson has distanced itself from the situation. A line of questioning during Henderson's appearance at the Commission on Tuesday saw ...

Advice firm impersonated clients

JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... by Senior Counsel Assisting Rowena Orr on Tuesday, Henderson Maxwell chief executive and senior financial adviser Sam Henderson admitted it was "most likely" he directed an employee to contact one of client Donna McKenna's superannuation funds and purport ...

Royal Commission grills professional associations

KARREN VERGARA  |  THURSDAY, 26 APR 2018
... Planning Association of Australia (FPA) chief executive Dante De Gori facing questions regarding high-profile member Sam Henderson's questionable conduct. Former client Donna McKenna complained to the FPA she received inappropriate financial advice from ...

High profile adviser under fire

JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... The Royal Commission heard how Fair Work commissioner Donna McKenna received inappropriate financial advice from Sam Henderson, chief executive and senior financial adviser at Henderson Maxwell. McKenna sought financial advice from Henderson in late- ...

Non-aligned advisers gifted growth opportunity

JAMIE WILLIAMSON  |  THURSDAY, 15 DEC 2016
... historically bad behaviour continues to repeat itself. That is the view of the 2016 AFA Practice of the Year Award winner Sam Henderson. Speaking at a media briefing hosted by Zurich, Henderson said he doesn't "think a whole lot has changed" since the ...