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Showing 11 - 12 of 12 results for "Regulatory Guides"

Aust advisers to get dual Aust-NZ recognition

LINDA HAUSKEN  |  MONDAY, 2 JUL 2012
... area and qualifications in Australia. To enable New Zealand AFAs to operate in Australia, ASIC has amended its regulatory guides which set out the minimum training requirements for individual financial advisers in Australia. Recognition has been given ...

ASIC new guidance for AFSL

ELISE BURGESS  |  MONDAY, 4 APR 2011
... said the guides were amended to incorporate minor technical updates and remove outdated references since the regulatory guides were last published.
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