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Showing 11 - 20 of 28 results for "Fund Adviser"

Implemented Portfolios adds to board

KARREN VERGARA  |  THURSDAY, 19 NOV 2020
Individually managed account operator Implemented Portfolios has welcomed a non-executive director to the board who recently founded an investment consulting firm. Steve Garth, principal of Principia Investment Consultants and former Dimensional Fund ...

ASIC provides relief around early super access advice

JAMIE WILLIAMSON  |  TUESDAY, 14 APR 2020
ASIC has announced three temporary measures to assist the industry with providing affordable and timely advice during the COVID-19 crisis. It has also confirmed it is delaying its work on grandfathered conflicted remuneration and life insurance advice. ...

SMSF adviser hit with ban

ELIZABETH MCARTHUR  |  MONDAY, 6 JAN 2020
ASIC has banned a self-managed super fund adviser from providing financial services for five years for failure to meet best interests obligations. Wayne Blazejczyk was investigated by ASIC when he was an authorised representative of Ballast Financial ...

Super fund adviser numbers swell

KANIKA SOOD  |  TUESDAY, 22 OCT 2019
Superannuation funds have added about 250 directly employed advisers in the three years to March, with State Super in the lead, according to Rainmaker Research. The super industry now directly employs 969 registered advisers, up from 713 advisers at ...

Portfolio manager caught out faking returns

KANIKA SOOD  |  FRIDAY, 19 JUL 2019
... regulator alleged. New Jersey-based portfolio manager and trader Swapnil Rege was employed by a company referred to as Fund Adviser which provided investment advisory services to private funds including a USD $376 million fund where Rege was one of the ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
ASIC has permanently banned a former self-managed superannuation fund adviser. Marion Joan Pearson, who provided SMSF advice to clients from November 2007 to October 2013, now resides in New Zealand. She is the sole director of and shareholder in Colisa ...

Atchison Consultants appoints senior consultant

STAFF WRITER  |  THURSDAY, 22 JAN 2015
... development, product development and market research and analysis. He has over 25 years' experience as a property analyst, fund adviser and fund manager and knowledge in securitised property including listed and unlisted property trusts (REITs), mortgage ...

CBA to fund adviser education and association membership

LAURA MILLAN  |  FRIDAY, 18 JUL 2014
The Commonwealth Bank (CBA) has confirmed that it will provide full funding to cover costs involved with the tougher adviser education standards announced last week. As revealed by Financial Standard, CBA decided to raise adviser standards in the wake ...

Citi surges but NAB still top dog custodian

JAMES FERNYHOUGH  |  MONDAY, 2 SEP 2013
... David Edwards put the significant growth down to its successful bid to provide custody to Challenger and Dimensional Fund Adviser. Both were formally with J.P. Morgan. From today, Citi's $213 billion AUC will see a further $13 billion boost with the ...

Provisio releases member-to-adviser tech tool

LAURA MILLAN  |  THURSDAY, 11 APR 2013
... clients can search for advice online through the Provisio program and then click a button to engage directly with a fund adviser if they need assistance with the strategy. The adviser then loads the member's exact strategy, makes contact and refines ...