Search Results | Showing 11 - 20 of 251 results for "Financial Services Law" |
| | | Private credit fund managers downplay the risks of their products and flout basic disclosures of the state of their investments, ASIC's investigation reveals, fearing they have the potential to harm investors, the sector itself and the broader financial ... |
| | | | ... believe that Mr Videkanic is not a fit and proper person, is not competent and is likely to contravene a financial services law," ASIC said. The banning order took effect from 25 August 2025. Last month, ASIC deputy commissioner Sarah Court told a parliamentary ... |
| | | | ... short period. As a result, ASIC believes Spooner is not a fit and proper person, is likely to contravene financial services law, and is banned from participating in financial services-related functions for eight years. Spooner's ban has been recorded ... |
| | | | ... spokesperson said. "By bringing digital asset and tokenised custody platforms under the scope of Australian financial services law, the government is delivering long-awaited clarity for industry participants and investors. "Its emphasis on transparency ... |
| | | | ... investors," Justice Derrington said. "Mr Hodgson adopted a laissez-faire approach to compliance with the financial services law." This was not the first time Hodgson has been under ASIC's scrutiny. In July 2015, he was banned from providing financial ... |
| | | | ASIC has warned Australian investors against investing in unlicensed cryptocurrency futures products offered by BTG Technology Holdings Limited and its related entities (Bitget). ASIC said Bitget does not hold an AFSL, meaning it is not permitted to ... |
| | | | ... advisers is not a fit and proper person, is not adequately trained or competent and is likely to contravene a financial services law," ASIC said. Since February 2022, more than $480 million have been invested in Shield by at least 5800 consumers, predominantly ... |
| | | | ... Bradley is not a fit and proper person, is not adequately trained or competent and is likely to contravene a financial services law. MWL Financial Services is part of MWL Financial Group, which is headquartered in Melbourne. Bradley was based in the ... |
| | | | ... found that King is not a "fit and proper" person to provide financial services and likely to contravene financial services law. King has the right to appeal to the Administrative Review Tribunal for a review. |
| | | | A former company director has received a prison sentence after he was found to have continued to run a financial services business despite having been banned from doing so. In 2018, Joshua Fuoco was found to have engaged in misleading and deceptive ... |
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