Search Results | Showing 41 - 50 of 213 results for "Financial Services Law" |
| | | MSC Group has launched its fund services platform in Singapore after receiving a local capital markets licence. Its wholly owned subsidiary MSC Capital Partners Pte Ltd was issued the licence by the monetary authority of Singapore at the end of May. ... |
| | | | ... products for 20 years after Justice Anderson found Mawhinney had been "involved in multiple contraventions" of financial services law. The judge described Mawhinney's conduct as "serious, incompetent and reckless and displaying a propensity for conduct ... |
| | | | ... products for 20 years after Justice Anderson found Mawhinney had been "involved in multiple contraventions" of financial services law. The judge described Mawhinney's conduct as "serious, incompetent and reckless and displaying a propensity for conduct ... |
| | | | The Federal Court has ordered Westpac to pay a $1.5 million penalty for mis-selling consumer credit insurance with its credit cards and Flexi Loans, to customers who hadn't agreed to buy insurance policies. This penalty has come as a result of Westpac's ... |
| | | | ... products and the licensees who use them, warning they face substantial penalties if their content contravenes financial services law. The information sheet follows confirmation from ASIC chair Joe Longo last year that the regulator was concerned with ... |
| | | | ASIC has permanently banned Roderick Halligan from providing financial services or having any involvement in a financial services business. According to the corporate regulator, between 1 June 2015 to 22 October 2020, Halligan, who was an authorised ... |
| | | | ... ordinary Australians who need it most," Abood said. In late 2021, the ALRC proposed sweeping reforms to financial services law, including changes that could affect the advice industry. Its first of four reports, Financial Services Legislation: Interim ... |
| | | | The industry super fund's financial advice subsidiary has been hit with a $20 million penalty for charging over 25,000 customers more than $50 million in fees for no service. Between 21 August 2014 and 30 June 2018, Aware Financial Services, formerly ... |
| | | | ... simplify several complex areas of financial advice legislation. The ALRC is proposing sweeping changes to financial services law, including changes that affect the advice industry, tabled in parliament on November 30. After surveying a gamut of corporations ... |
| | | | The landmark Better Advice Bill, which introduces a new disciplinary body, passed the senate overnight. Under the Financial Sector Reform (Hayne Royal Commission Response-Better Advice) Bill 2021 (Better Advice Bill), from 1 January 2022, the Financial ... |
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