Search Results | Showing 11 - 20 of 37 results for "Financial Services Guide" |
| | | ... level, for example, adviser qualifications or lack thereof, and experience, could be contained in the Financial Services Guide and marketing materials," Macdonald said. "Consumers are also likely confused about the level of education and training required ... |
| | | | ... Statement of Advice or Record of Advice. Advisers can either continue to give their clients a copy of their Financial Services Guide or make information available to their clients on their website about their remuneration and other benefits they receive ... |
| | | | ASIC has opened consultations on remaking the relief contained in product disclosure statements and financial services guides. Under Consultation Paper 358 Remaking ASIC relief on PDSs, superannuation dashboards and FSGs, the corporate regulator is ... |
| | | | ... clients, the AFA said, questioning the value of Financial Services Guides as a case in point. "[The] Financial Services Guide (FSG), which may have been more important in the past, given conflicted remuneration and a market typified by significant vertical ... |
| | | | ... funds and 10 largest retail funds. The documents looked at were the funds' product disclosure statements, financial services guide, annual reports, and company policies. The metrics used to derive readability scores were grade level, average sentence ... |
| | | | ... advisers a comprehensive, interactive digital fact-find. For prospective clients, iFactFind has a built-in financial services guide delivery and confirmation functionality. The entire process, which includes goal setting and a risk tolerance questionnaire ... |
| | | | ... stocks) and Maqro Capital, a stockmarket research and advisory firm. According to the platform's financial services guide, Superhero Markets (platform operator) as well as Superhero Nominees (custodian) is authorised by Sanlam to deal in financial ... |
| | | | ... disclosure document available to a person knowing it to be defective. ASIC claims Henderson gave two clients a Financial Services Guide claiming that he held a Master of Commerce when he did not. Each count of making a defective disclosure document available ... |
| | | | ... Henderson breached s952D(2)(a)(ii) of the Corporations Act in 2014 and 2016 by giving at least two clients a Financial Services Guide, containing the false representation that he held a Master of Commerce (Financial Planning)," ASIC said. The charges ... |
| | | | The corporate regulator has banned high-profile financial adviser Sam Henderson, whose inappropriate financial advice was laid bare the in Royal Commission public hearings last year. The Sydney-based adviser was banned from providing financial services ... |
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