Search Results | Showing 11 - 20 of 36 results for "Finance broker" |
| | | The Australian Securities and Investments Commission (ASIC) has permanently banned former Victorian finance broker Rudy Frugtniet after he provided misleading information and lacked full disclosure on a credit licence application. Frugtniet is a former ... |
| | | | A former finance broker has been convicted of two fraud charges, following an investigation from the Australian Securities and Investments Commission (ASIC). Riyanka Puteri Shiraz, of Canterbury, New South Wales, admitted to using the identities of ... |
| | | | The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services licence (AFSL) of a Parramatta insurance broker and of Banksia Mortgages. The Parramatta-based WD Gelle Insurance & Finance Brokers' licence ... |
| | | | A former finance broker has admitted to stealing the identities of former clients so she could buy two cars, sell them to acquaintances and keep the cash from the sale. Riyanka Puteri Shiraz, of Canterbury, New South Wales, appeared before Sydney's ... |
| | | | ASIC has banned finance broker Alexander Dryden of West Croydon, South Australia, from engaging in credit activities and suspended his Australian credit license for six months. ASIC surveillance found Mr Dryden, who had been trading as 'Gryphon Financial' ... |
| | | | A Perth-based finance broker has been banned from financial services for three years after an investigation found he falsified documents to support the loan applications of his clients without their knowledge. Mathew David Schmelzkopf, of Kelmscott ... |
| | | | Count Financial's 350-firm network can now offer expanded asset finance services to small business clients after forming an alliance with Centrepoint Finance. Starting from 3 April, Count members will have access a higher number of asset finance lenders ... |
| | | | Count Financial subsidiary, Countplus, has bought stakes in two more businesses for just under $1 million in cash and shares. Countplus bought a 25 per cent share in Melbourne-based Kidmans Partners, an accounting and financial services firm with a ... |
| | | | The heat may be on financial advisers to remove incentive payments and prove they are acting in the best interests of their clients, but for mortgage brokers untouched by these reforms it's business as usual. Licensed Finance Brokers of Australia (LFBA) ... |
| | | | ... national key account team in Sydney and as a business development manager in Western Australia. He is a qualified finance broker and financial planner and is a senior associate of FINSIA. Kevin Goss, head of life risk sales at ING Australia, said Hayes ... |
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