Search Results | Showing 11 - 20 of 38 results for "Finance broker" |
| | | The Administrative Appeals Tribunal (AAT) has upheld a decision to permanently ban a Sydney finance broker. Shiv Sahay of Lidcombe NSW, was permanently banned from providing financial services and engaging in credit activity following an ASIC investigation ... |
| | | | ... appropriate that Synchron advisers be afforded the opportunity to satisfy that need by referring clients on to a licensed finance broker and be remunerated for it. The arrangement with Advantedge Financial Solutions will facilitate that." |
| | | | The Australian Securities and Investments Commission (ASIC) has permanently banned former Victorian finance broker Rudy Frugtniet after he provided misleading information and lacked full disclosure on a credit licence application. Frugtniet is a former ... |
| | | | A former finance broker has been convicted of two fraud charges, following an investigation from the Australian Securities and Investments Commission (ASIC). Riyanka Puteri Shiraz, of Canterbury, New South Wales, admitted to using the identities of ... |
| | | | The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services licence (AFSL) of a Parramatta insurance broker and of Banksia Mortgages. The Parramatta-based WD Gelle Insurance & Finance Brokers' licence ... |
| | | | A former finance broker has admitted to stealing the identities of former clients so she could buy two cars, sell them to acquaintances and keep the cash from the sale. Riyanka Puteri Shiraz, of Canterbury, New South Wales, appeared before Sydney's ... |
| | | | ASIC has banned finance broker Alexander Dryden of West Croydon, South Australia, from engaging in credit activities and suspended his Australian credit license for six months. ASIC surveillance found Mr Dryden, who had been trading as 'Gryphon Financial' ... |
| | | | A Perth-based finance broker has been banned from financial services for three years after an investigation found he falsified documents to support the loan applications of his clients without their knowledge. Mathew David Schmelzkopf, of Kelmscott ... |
| | | | Count Financial's 350-firm network can now offer expanded asset finance services to small business clients after forming an alliance with Centrepoint Finance. Starting from 3 April, Count members will have access a higher number of asset finance lenders ... |
| | | | Count Financial subsidiary, Countplus, has bought stakes in two more businesses for just under $1 million in cash and shares. Countplus bought a 25 per cent share in Melbourne-based Kidmans Partners, an accounting and financial services firm with a ... |
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