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Showing 11 - 16 of 16 results for "FPA Code"

Industry bodies welcome Code of Conduct update

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... Rantall said. "Alternative arrangements to manage opt-in are best handled within a comprehensive professional code. The FPA Code solution to the opt-in problem removes the draconian two year termination requirement. Instead, it replaces it with a consideration ...

FPA calls on ASIC for clearer advice definitions

LINDA HAUSKEN  |  WEDNESDAY, 2 MAY 2012
... most effective strategy and the answer to the issues highlighted in the ASIC Shadow Shopper report is to work to the FPA Code of Professional Practice," said workshop speaker Dr Deen Sanders, FPA, chief professional officer. In a recent Shadow shopping ...

FPA award winners embrace FOFA

ELISE BURGESS  |  MONDAY, 21 NOV 2011
... management, business model, professional development, client testimonials and work with the local community along with the FPA Code of Professional Practice and Code of Ethics. The national winners of the inaugural FPA Best Practice Awards are: FPA Certified ...

Industry catches on to IFSA/FPA code

NICK OLIVER  |  WEDNESDAY, 24 JAN 2007
An assessment by the Financial Planning Association (FPA) and Investment and Financial Services Association (IFSA) has revealed almost universal compliance levels for the IFSA/FPA Joint Code of Practice on Alternative Forms of Remuneration, devised ...

FPA pushes members to adopt tighter conflict of interest guidelines

... with conflicts of interest. The first two phases were completed during 2004 and were marked by the release of the IFSA/FPA Code of Practice on Alternative Remuneration in the Wealth Management Industry and Industry Guide on Rebates and Related Payments ...

FPA issues member notice and calls for submissions

... obligations under the FPA soft dollar code of conduct which takes effect from 1 January 2005. Under the requirements of the FPA code, all product disclosure statements (PDSs), financial services guarantees (FSGs) and statements of advice (SoAs) must ...
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