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Showing 11 - 12 of 12 results for "Exchanges Commission"

Global re-regulation takes shine off investment banks

ALEX DUNNIN  |  MONDAY, 29 SEP 2014
... imposed by the European Central Bank (ECB), increased educational requirements imposed by the US Securities and Exchanges Commission (SEC) as well as new 'ring fencing', liquidity and transparency guidelines. A raft of consultant reports have noted these ...

US Treasury to announce regulatory overhaul

ALEX DUNNIN  |  MONDAY, 31 MAR 2008
... York Times has reported that US Treasury will today formally announce its plan to merge the Securities and Exchanges Commission (SEC) with the Commodity Futures Trading Commission and extend the powers of the Federal Reserve by allowing them to send ...
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