Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 11 - 15 of 15 results for "Conduct Review Commission"

Adviser appeals ASIC ban

EMMA RAPAPORT, JAMIE WILLIAMSON  |  WEDNESDAY, 25 JAN 2017
A financial adviser who is under investigation by the FPA Conduct Review Commission has been banned by ASIC from providing financial services for five years. The regulator issued Darren Tindall of PWM Advice in Orange, NSW, with a banning order last ...

FPA expels cheating member

EMMA RAPAPORT  |  THURSDAY, 19 JAN 2017
... NAB-aligned member after he was found to have cheated on his CFP exam. A hearing of the association's Conduct Review Commission (CRC) found senior financial planner Shylesh Sriranjan breached the FPA Code of Professional Practice by cheating on his CFP ...

DomaCom appoints state manager

MARK SMITH  |  THURSDAY, 5 FEB 2015
DomaCom has appointed Chris Benson to the role of state manager, Victoria and Tasmania. The fund manager said the appointment reflects the growing interest in its new Fractional Property Investment Fund in the southern regions. Benson has more than ...

FPA appoints new CRC Chair, rolls out education standards

STAFF WRITER  |  WEDNESDAY, 15 OCT 2014
The Financial Planning Association of Australia (FPA) has appointed a new Chair of its Conduct Review Commission (CRC) and rolled out a proposed Education and Professional Standards Framework to the Parliamentary Joint Committee (PJC) Inquiry. The FPA ...

FPA welcomes standards

ELISE BURGESS  |  FRIDAY, 18 NOV 2011
... once we restrict the term 'financial planner', said Rantall. The FPA has launched independent body, the Conduct Review Commission, to hear matters against planners to ensure the industry abides by the highest standards. Matthew Rowe, chair of the FPA ...
PAGE:
2