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Showing 11 - 19 of 19 results for "Compliance Professional"

GQG Partners adds to team

ANNABELLE DICKSON | MONDAY, 10 MAY 2021

... compliance management roles at CommInsure, EY, Colonial First State and State Street. Smith is a certified compliance professional with the GRC (Governance, Risk and Compliance) Institute and an internationally certified compliance professional with ...

Financial services workers hunt new roles

ELIZA BAVIN | TUESDAY, 23 FEB 2021

Most banking and financial services professionals in Australia are looking for a new job in 2021, according to the new Robert Walters survey. A whopping 65% of banking and financial services workers said they are searching for a new opportunity this ...

Aussie financial firms struggle to manage risk: Study

ALLY SELBY | TUESDAY, 9 JUN 2020

Australian financial firms are struggling to keep up with the pace of technological change, with two thirds of executives revealing that risks are emerging more rapidly than ever before. More than 70 Australian senior risk executives from the major ...

Count Financial bolsters leadership team

ALLY SELBY | MONDAY, 6 APR 2020

The former head of compliance and professional standards at IOOF has joined the leadership team of Count Financial. Phil Creswell joins Count Financial as its new head of professional standards from April 14. Creswell previously worked with Countplus ...

What finance professionals are really paid

ELIZABETH MCARTHUR | THURSDAY, 7 NOV 2019

A new salary benchmarking report for 2020 from Michael Page has revealed what various finance professionals in Australia can expect to be paid, including distribution leads and investment directors. According to the report, legal, risk and compliance ...

Financial services pay top dollar for compliance, IT skills

KARREN VERGARA | FRIDAY, 2 FEB 2018

In the wake of recent financial services and bank scandals, job opportunities in risk management and compliance within the sector are forecast to boom in 2018, Robert Walters' latest salary survey shows. With large-scale remediation projects in banking ...

FoFA among top 20 global regulatory nightmares

LAURA MILLAN | THURSDAY, 28 MAY 2015

The Future of Financial Advice (FoFA) reform is one of the 20 most challenging pieces of regulation globally, according to a survey of 600 compliance professionals across the world. The 'Cost of compliance 2015' report by Thomson Reuters asked compliance ...

SEC bestow first whistleblowers awards

ALEX DUNNIN | THURSDAY, 4 SEP 2014

... Exchange Commission (SEC) has just announced the recipient of a US$300,000 Whistleblower Award to Audit and Compliance Professional Who Reported Company's Wrongdoing. The SEC, in a statement, said the whistleblower came forward after they reported wrongdoing ...

Compliance is a profession: ACI

... corporate, legal and financial services related compliance. The accreditation, to be known as the Certified Compliance Professional (CCP), is designed to provide certainty regarding the professional status of individuals managing and implementing compliance ...

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Global X awards mandate for ETF business

ELIZA BAVIN | 12:33PM

Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA | 11:56AM

Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI | 11:09AM

The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA | 12:20PM

MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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