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Showing 11 - 13 of 13 results for "CEU"

Westpac prioritises risk management

KARREN VERGARA  |  WEDNESDAY, 17 FEB 2021
... undertaking with Westpac as a "serious step that indicates the severity of the situation". "The integrated plan required by the CEU must be designed to deliver the sustainable risk governance step-change that APRA requires," Lonsdale said. As a whole ...

Westpac enters into court enforceable undertaking

ANNABELLE DICKSON  |  THURSDAY, 3 DEC 2020
... Authority's (APRA) review into Westpac's risk governance, both parties have agreed to a court enforceable undertaking (CEU). The CEU requires Westpac to develop an integrated plan that incorporates all major risk governance remediation programs ...

Dover AFSL cancelled, McMaster exits industry

JAMIE WILLIAMSON  |  FRIDAY, 29 JUN 2018
... this month, Dover informed its authorised representatives that it would be cancelling its AFSL as of 6 July 2018. Under the CEU, Dover will cease operating from this date. The closure will see more than 400 advisers unable to provide financial advice ...
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