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Showing 11 - 16 of 16 results for "AFS Licences"

ASIC cracks down on advisers over PI insurance

LAURA MILLAN  |  THURSDAY, 7 AUG 2014
... released, or is in the process of releasing, 54 security bonds. It also prompted 17 entities to voluntarily cancel their AFS licences as they were no longer operating a financial services business and confirmed the professional indemnity insurance arrangements ...

ASIC cancels 8 AFSLs after review

LAURA MILLAN  |  TUESDAY, 22 JUL 2014
... voluntarily comply and all have now lodged all outstanding documents. Seventeen entities elected to voluntarily cance their AFS licences and are no longer operating a financial services business. A further seven licensees face possible suspension or ...

Three months to go as ASIC fast tracks AFS licence applications

The Federal Government has continued to remind financial sector participants about the need to apply for their AFS licences promptly, with only three months remaining until the end of the transition to the Financial Services Reform (FSR) Act. Parliamentary ...

Securitor receives two AFS licences

... compliance go-ahead from the Australian Securities and Investments Commission (ASIC), with the regulator approving two AFS licences for the new entity. "We have traditionally had two dealer groups PACT and Securitor," explained Securitor operations manager ...

Secretary to Treasurer confirms no extension to AFS licence deadline

... Cameron MP has said. Mr Cameron added that that there will be definitely no extension to the 10 March 2004 deadline for AFS licences. "While there has been an encouraging increase in the number of licence applications received by ASIC in recent months ...

ASIC releases new licensing guide

... process for prospective licensees, and to ensure they provide the information required to successfully obtain their AFS licences."
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