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Showing 281 - 290 of 1640 results for "Investigation"

'Significant deficiencies' lead APRA to act against NGS Super

JAMIE WILLIAMSON  |  FRIDAY, 8 DEC 2023
... were only accessed for a short period. At the time, NGS Super said its network was shut down immediately and an investigation was commenced, alongside comprehensive cybersecurity protocols and enhanced network monitoring. Today, APRA said the incident ...

ASIC forced to pay James Mawhinney's legal costs

JAMIE WILLIAMSON  |  TUESDAY, 28 NOV 2023
... at that time. Mawhinney has accused ASIC of pursuing him unfairly, previously stating that the speed at which the investigation was initiated and carried out is "suspicious." It came on the back of a "spidey-sense" email exchange between ASIC deputy ...

ASIC investigates iExtend over possible unlicensed conduct

CHLOE WALKER  |  THURSDAY, 23 NOV 2023
... operating without an AFSL. The undertaking also relates to iExi Pty Ltd, which trades as iExtend. Documents show the investigation commenced in June last year after concerns were raised that the life insurance start-up was operating without a licence ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
... Emergency Economic Powers Act (IEEPA). Binance will fork out $4 billion to resolve the Justice Department's investigation and Zhao, who has also pleaded guilty to failing to maintain effective anti-money laundering, will also step down from the top ...

Nominations open in FS Sustainability Power50

RACHEL ALEMBAKIS  |  TUESDAY, 14 NOV 2023
FS Sustainability 's ESG Power50 nominations are now open, searching for the most influential ESG professionals working at ASX-listed companies. Building on the success of the 2023 ESG Power50 list, readers of FS Sustainability along with FS Super ...

ASIC charges HESTA for misleading marketing

ANDREW MCKEAN  |  FRIDAY, 10 NOV 2023
... understands that the infringement notices will be "disappointing for our members". "We have cooperated with ASIC's investigation and acknowledge and have acted on ASIC's concerns," HESTA said. "We have since improved our internal processes and ...

Licensees flout breach reporting regime: ASIC

KARREN VERGARA  |  WEDNESDAY, 1 NOV 2023
... financial services and credit licensees in the year to June 2023, 17% took over one year to identify and commence an investigation into an issue after it first occurred. About 250 also took the same amount of time to compensate clients. This amount totalled ...

Financial services firms hit with criminal charges

CHLOE WALKER  |  TUESDAY, 31 OCT 2023
... businesses tied to permanently banned Sydney director David Sutton have been charged in separate proceedings following an investigation by ASIC. APC Securities, previously known as McFaddens Securities, and Brava Capital, formerly Dayton Way Securities ...

ASIC's pursuit of Mayfair 101 founder faces setback

JAMIE WILLIAMSON  |  THURSDAY, 26 OCT 2023
... ASIC set upon the business in April 2020 without interviewing Mr Mawhinney or requesting basic data to inform its investigation, including financial statements and asset registers," Mayfair 101 said following the verdict. It added that Mawhinney believes ...

ASIC bans former PwC partner over tax scandal

CASSANDRA BALDINI  |  MONDAY, 23 OCT 2023
... start of the year, Collins was barred by the Tax Practitioners Board (TPB) over integrity breaches following an investigation that found he let confidential law reform plans slip. Collins was undoubtedly the initial thread to unravel the embattled PwC ...