Search Results | Showing 281 - 290 of 459 results for "AST" |
| | | Trio Capital directors, Rex Phillpott and David Andrews, have conceded to APRA that with the benefit of hindsight they should have acted differently and regret their actions, with the regulator accepting an enforceable undertaking from the pair. The ... |
| | | | Former chairman and director of failed super trustee Trio Capital, David Andrews, is to be excluded from the financial services industry for nine years while Astarra director, Shawn Richard, has been handed down a two and a half year jail sentence. ... |
| | | | Financial advisers fear that new measures from the Financial Services Council aimed at reducing churn in the insurance market will lead to some penalties for acting in the best interest of a client. Financial Services Council (FSC) chief executive officer ... |
| | | | Six state winners have been announced in the Association of Financial Advisers (AFA) Excellence in Education Awards, with the national winner to be announced in October. The award, sponsored by Asteron, applauds independent financial advisers who continue ... |
| | | | Financial advisers were treated to a magical list, staff empowerment and "I've got the cookie" in a memorable coaching session on how to build an award-winning business at the Association of Financial Advisers national roadshow in Sydney today. Steve ... |
| | | | A NSW Supreme Court judge found on Friday that a term of imprisonment would be the only appropriate punishment for Shawn "Shawny Cash" Richard, the former director of Astarra Asset Management. Justice Peter Garling convicted the 36-year-old Canadian-born ... |
| | | | Life risk advice provider, Asteron, has stepped up its relationship with Colonial First State, partnering with the FirstChoice platform to bring additional insurance options to its advisers. Effective from July 18, Asteron advisers will have access ... |
| | | | Two Seagrims directors are considering a legal challenge to a three-year ASIC ban imposed after clients lost money in funds associated with the Trio Capital superannuation fund fraud. ASIC said on Tuesday it was holding financial advisers to account ... |
| | | | Planning group, Kilara Financial Solutions, will take on an independent compliance expert at its own cost after having switched clients to Trio Capital super products. The Australian Securities and Investments Commission (ASIC) has accepted the Enforcable ... |
| | | | "Fear is in the air Everywhere I look around Fear is in the air Every sight and every sound And I don't know if I'm being foolish Don't know if I'm being wise But it's something that I must believe in And it's there when I look in your eyes." (my apologies ... |
|