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Showing 271 - 275 of 275 results for "Vamos"

New licensing guide for AFS applicants: ASIC

... that applicants do not delay in making their AFS application because they are unsure about how to comply," said Pauline Vamos, ASIC director of Financial Services Regulation (Licensing and Business Operations). "We have noted that many applicants fail ...

ASIC releases updated industry guides for AFS licence applicants

... correct authorisations and assessment process in their applications," ASIC director of Financial Services Regulation, Pauline Vamos said. "With the end of the transition period nearing, ASIC is receiving an increasing number of licence applications ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

... on the nature, scale and complexity of their operations," ASIC Director of FSR Licensing and Business Operations, Pauline Vamos said. "We encourage small businesses to apply these suggested measures to their own business. We are concerned that too many ...

ASIC releases new licensing guide

... licence application because they are concerned about the process of identifying their responsible officers," said Pauline Vamos, ASIC director of FSR licensing and business operations. "We are also concerned to address any confusion that has risen as ...

ASIC issues updated tip sheet for below-par auditors

... information must be provided. "ASIC has been concerned for some time about the quality of the applications received," said Pauline Vamos, director of FSR licensing and business operations. "It suggests to us that applicants are either having difficulty ...