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Showing 271 - 273 of 273 results for "Statement of Advice"

FPA chief takes on ASIC over paperwork hassles

... lobby the Government and regulatory bodies, by sending a submission to the corporate watchdog outlining its Statement of Advice concerns. In a submission to the Australian Securities and Investments Commission the FPA argued that the practical side of ...

ASIC clarifies conduct and disclosure obligations for financial planners

... adequately informed about the adviser and the advice they receive through the Financial Services Guide (FSG) and Statement of Advice (SOA) disclosure obligations," said Ian Johnston, executive director of ASIC's Financial Services Regulation. "In future ...

FPA, IFSA & NIBA launch "plain English" consumer guides

... National Insurance Brokers Association (NIBA) have announced the completion of a "plain English" guide for Statement of Advice (SOA) and model Financial Services Guide (FSG). The SOA guide was developed by the combined FPA, IFSA and NIBA Working Party ...