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Showing 271 - 280 of 1132 results for "Representatives"

ASIC takes action on Union Standard

KARREN VERGARA  |  TUESDAY, 15 DEC 2020
... action against the Sydney-based retail over-the-counter derivatives issuer and its former corporate authorised representatives, Maxi EFX Global (EuropeFX) and BrightAU Capital (TradeFred which went into liquidation on March 10), in the Federal Court. ...

New MDA offering launched

ELIZA BAVIN  |  WEDNESDAY, 2 DEC 2020
... the pilot is one of the only Australian financial services licensees to offer this service to their authorised representatives. Lifestyle managing director Scott Heathwood said Lifestyle understands there are frustrations created when providing investment ...

IOOF ups costs for self-employed advisers

ELIZA BAVIN  |  TUESDAY, 1 DEC 2020
... along with Shadforth and Bridges. "This will give us the opportunity to run 300 professional-services authorised representatives in the owner-operated space generating EBITs above 30%," he said.

Court rules insurers to cover COVID-19

ELIZABETH MCARTHUR  |  THURSDAY, 19 NOV 2020
... Australia (ICA) defended the case and has said it will appeal. "The ICA, in consultation with its members and legal representatives, will urgently review the determination and specifically the grounds on which it could seek special leave to appeal against ...

Fiducian looks to gain from change

ELIZA BAVIN  |  THURSDAY, 12 NOV 2020
... came in at around $10.5 million. Fiducian reported that its financial planning business had 41 practices and 74 representatives, with about $3.05 billion in funds under advice.

PPS Mutual hires from Synchron

ANNABELLE DICKSON  |  MONDAY, 9 NOV 2020
... manager at Synchron for the past five years, developing and relationships and sourcing prospective authorised representatives and advisers. Prior to joining Synchron, Milosevski was a business development manager at Zurich and a team manager at AMP. ...

First strike at Pengana LIC

KANIKA SOOD  |  THURSDAY, 29 OCT 2020
... non-executive directors, as all operational and administrative duties are performed by the investment manager. As your representatives, the PIA Board is comprised of four individuals with an average of 24 years' experience in the finance and investment ...

Federal Court freezes investment scam, winds up SMSF operator

ANNABELLE DICKSON  |  TUESDAY, 27 OCT 2020
... Services in 2019 and offered investors financial products with high annual returns. However, its website stated its representatives held an AFSL and it was associated with ASIC and APRA when it did not. ASIC further alleges investor money has been dissipated. ...

Link rejects takeover offer

ELIZA BAVIN  |  FRIDAY, 23 OCT 2020
... share via a scheme of arrangement. Link said, after receiving the proposal, it held a number of meetings with representatives of the consortium, as well as financial, tax and legal advisers. "The Link Group board has carefully considered the proposal ...

Derivatives issuer cops $75m penalty

ELIZA BAVIN  |  MONDAY, 19 OCT 2020
... The Federal Court has imposed a $75 million penalty on OTC derivative issuer AGM Markets and former authorised representatives OT Markets and Ozifin. AGM was ordered to pay $35 million, while OTM and Ozfin have each been ordered to pay $20 million. Justice ...