The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Search Results

Showing 261 - 270 of 270 results for "Pauline Vamos"

Build a realistic charging model

ALEX DUNNIN | TUESDAY, 31 OCT 2006

... your services you have to understand very clearly the value of what it is you actually deliver to your clients. Pauline Vamos, director of her own consulting firm, said, "We find there is almost no consistency between adviser fees because it changes ...

Vamos resigns from ASIC

Australian Securities and Investments Commission (ASIC) director of FSR licensing Pauline Vamos has resigned from the regulator. She worked at ASIC for six years. Vamos said she intended to start up her own consultancy business, Vamos Consulting, something ...

"Shocking" AFS applicants may miss out: ASIC

... be more responsive to its requests for accurate information. ASIC director of licensing and business operations, Pauline Vamos said that the regulator still has over 500 full applications to process, not including streamlined applications, of which many ...

Three months to go as ASIC fast tracks AFS licence applications

... and stressed that no applications be lodged after this date. ASIC director FSR (licensing and business operations) Pauline Vamos told the Financial Standard that they has received a large number of applications in the past few days. "We have received ...

ASIC releases eLicensing V.4 and AFS Licensing Kit

... operational by 10 March 2004," explained ASIC director Financial Services Regulation (licensing and business operations) Pauline Vamos. "With the release of version 4 [and] the updated industry guides prospective licensees have all the tools they need ...

New licensing guide for AFS applicants: ASIC

... that applicants do not delay in making their AFS application because they are unsure about how to comply," said Pauline Vamos, ASIC director of Financial Services Regulation (Licensing and Business Operations). "We have noted that many applicants fail ...

ASIC releases updated industry guides for AFS licence applicants

... correct authorisations and assessment process in their applications," ASIC director of Financial Services Regulation, Pauline Vamos said. "With the end of the transition period nearing, ASIC is receiving an increasing number of licence applications ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

... on the nature, scale and complexity of their operations," ASIC Director of FSR Licensing and Business Operations, Pauline Vamos said. "We encourage small businesses to apply these suggested measures to their own business. We are concerned that too many ...

ASIC releases new licensing guide

... licence application because they are concerned about the process of identifying their responsible officers," said Pauline Vamos, ASIC director of FSR licensing and business operations. "We are also concerned to address any confusion that has risen as ...

ASIC issues updated tip sheet for below-par auditors

... information must be provided. "ASIC has been concerned for some time about the quality of the applications received," said Pauline Vamos, director of FSR licensing and business operations. "It suggests to us that applicants are either having difficulty ...

PAGE:

Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

Videos

Brought to you by

SMILE through retirement - tackling the top 5 (Sequencing, Market, Inflation, Longevity, Emotion) retirements risks

The market has changed. The opportunity hasn't.

A guaranteed future

Strength amid noise

Maintaining a fundamental focus in a world obsessed with the short term

Follow the leaders

Global economic outlook and the case for local currency emerging market debt: Resilience, risk, and opportunity

MORE VIDEOS

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE