Search Results | Showing 261 - 270 of 1222 results for "Licensees" |
| | | ... Elsewhere, its investor presentation showed the group will look to simplify in the coming 12 months, reducing its RSE licensees to one, funds to one, platforms to one to two and products to 20. Mota explained the business is still determining where those ... |
| | | | ... it will continue its simplification strategy with the aim of translating to scale. A forward target is to reduce RSE licensees to one, funds by one, platforms to one to two and products to 20. As recently announced the sale of its Australian Executor ... |
| | | | ... has also recommended the creation and application of retrospective regulations to cordon off and charge the six large licensees at the time - being AMP, Macquarie, ANZ, CBA, NAB and Westpac - directly under a separate and specific levy for the cost of ... |
| | | | ... authorisation status of existing advisers who have not passed by the relevant date. Following that, it will engage with licensees who have not removed advisers from the register as required. ASIC plans to engage with licensees and advisers to ensure ... |
| | | | ... previously reported by Financial Standard, ASIC issued a warning to finfluencers who discuss financial products and the licensees who use them, threatening substantial penalties of their content contravenes financial services law. Cognisant of more than ... |
| | | | ... Regulatory Portal for lodging reports. We will also consider whether further practical guidance should be developed to assist licensees in meeting their obligations," he said. He added that Treasury will also be engaged to determine how the regime is ... |
| | | | ... considerations are embedded and integrated across an RSE licensee's business operations." APRA said the outcomes sought by licensees are not always clearly defined in an objectively measurable way and some demonstrate limited consideration as to how ... |
| | | | ... of Suncorp Super Fund members, alleging Suncorp Super executed agreements to entrench fees or commissions to advice licensees that would otherwise have been unlawful or unenforceable under the Future of Financial Advice reforms which came into effect ... |
| | | | ... than ever before. "This reflects the increasing use of managed accounts and the professionalism of the resources that licensees and portfolio managers are deploying in their development of managed account programs," Potter said. "The introduction of ... |
| | | | ... bespoke wealth advisory that was established in 2018 and previously licensed through RI Advice. Along with changing licensees, they also negotiated with owner of Count Financial Member firm Next Generation Financial Strategies, to merge businesses under ... |
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