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Showing 261 - 270 of 461 results for "Investment Services"

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... the license of Queensland advice and dealing provider Ferguson No 2 Pty Ltd, previously named 21st Century Investment Services Pty Ltd. ASIC charges included that the firm didn't appoint a registered company auditor, failed to lodge annual audited financial ...

Vanguard founder joins MLC board

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... member of the Australian government's Financial Centre Task Force. He is also a director of National Corporate Investment Services Limited, National Asset Management Limited Plum Financial Services. He is also a former director on the Vanguard Investments ...

Midwinter's Esler joins Ibbotson Associates

ELISE BURGESS  |  TUESDAY, 22 NOV 2011
... adviser services for Ibbotson Associates Australia. Reporting to Ibbotson Associates Australia's general manager investment services, Chris Galloway, Esler will lead the development of Ibbotson's investment capabilities and solutions for its adviser ...

Mid-sized licensees to disappear: CoreData

ELISE BURGESS  |  TUESDAY, 15 NOV 2011
... "You won't see the rise of another Count or PIS," said Grahame Evans, group managing director, Professional Investment Services (PIS). The paper also discussed the rise of scoped advice and the new types of advice services that are already gaining popularity ...

Niche and insto licensees to rule by 2020

ELISE BURGESS  |  TUESDAY, 25 OCT 2011
... "You won't see the rise of another Count or PIS," said Grahame Evans, group managing director, Professional Investment Services (PIS). Wayne Handley, general manager, Apogee Financial Planning, said a predicted radical decline in adviser numbers, from ...

Multiport hits $2bn

ALEX DUNNIN  |  MONDAY, 24 OCT 2011
... technical libraries and third party product associations such as managed accounts. They are also developing other investment services that may have relationships with super wraps or broking houses. One player to make this transformation is Multiport ...

Banned adviser faces jail term

ELISE BURGESS  |  TUESDAY, 27 SEP 2011
... June 2004 and August 2007, Carll was employed by Port Pirie-based financial planning business, Bruce McDonald Investment Services. It was during this time ASIC alleges Carll breached financial services laws, by asking the clients to sign the third party ...

Family office aligns with hedge fund

ELISE BURGESS  |  TUESDAY, 27 SEP 2011
... a significant investment in a portfolio of international absolute return funds and will provide specialist investment services to SGI in addition to taking a placement of 26.25 million newly issued SGI shares or 15% of issued capital. ARM will provide ...

Towers Watson Investment adds to research team

RACHEL DAVIS  |  TUESDAY, 13 SEP 2011
... an investment research analyst. "I'm delighted to welcome Brian to our team," said Graeme Miller, director, investment services, Australia. "Brian's appointment once again demonstrates our commitment to building Australia's best resourced independent ...

PIS names new CEO

ELISE BURGESS  |  FRIDAY, 19 AUG 2011
Peter Walther has landed the top job at Professional Investment Services, starting on Monday as chief executive officer of the independently-owned financial advice business, three weeks after founder, Robbie Bennetts, moved into a part-time role. Professional ...