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Showing 251 - 260 of 1194 results for "Switch"

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
The corporate regulator concluded its investigation of the ASX market outage and imposed conditions to mitigate risks for future upgrades. Conditions have been imposed on the market licence of ASX Limited, and the clearing and facility licence of ASX ...

ASIC bans adviser over Linchpin, Endeavour fund

ANNABELLE DICKSON  |  THURSDAY, 4 NOV 2021
... the charges, lost benefits and other significant consequences, including the risks, arising from his recommendation to switch client funds from existing financial products into the fund, ASIC said. In 2019, the Federal Court also ordered the registered ...

Super executives switching options in conflict: ASIC

ELIZABETH MCARTHUR  |  WEDNESDAY, 27 OCT 2021
... not have preventative controls such as trade pre-approvals or switching blackout periods to limit executives' ability to switch investment options. And many trustees did not have mechanisms in place at all to regularly review switching activity by their ...

Former Dover adviser banned

ANNABELLE DICKSON  |  THURSDAY, 21 OCT 2021
The corporate regulator handed down a six-year ban from providing financial services to a Melbourne-based financial adviser for failing to provide appropriate advice. Ashok Sherwal advised clients in need of cash to replace their existing insurance ...

Ellerston to shutter Morphic ESG fund

JAMIE WILLIAMSON  |  FRIDAY, 15 OCT 2021
... Leadership Awards in the ESG - International Equities category. Ahead of its closure, investors have been encouraged to switch any remaining holdings into the Ellerston Global Mid Small Cap Fund which holds the same underlying assets. Ellerston acquired ...

Active Super revamps digital experience

JAMIE WILLIAMSON  |  WEDNESDAY, 13 OCT 2021
... find lost super; generate a Centrelink/DVA schedule; request payment of pension; view beneficiaries; review insurance; and switch investments. Also commenting, Link Group chief executive, retirement and superannuation solutions, Dee McGrath said: "We ...

UniSuper net zero efforts accelerated

JAMIE WILLIAMSON  |  TUESDAY, 12 OCT 2021
A new three-year renewable electricity deal is set to see the proportion of UniSuper's direct property portfolio that's managed by AMP Capital become carbon neutral almost a decade ahead of target. AMP Capital signed the agreement with SmartestEnergy ...

Employers unaware of YFYS, stapling: Study

ELIZABETH MCARTHUR  |  THURSDAY, 7 OCT 2021
... actively engage with their fund, rate their fund lower across key [customer experience] metrics, and are more likely to switch funds in the next 12 months."

Failing Asgard super option to close

JAMIE WILLIAMSON  |  WEDNESDAY, 29 SEP 2021
... this time makes the transfer of members to ASA "arguably one of the most complex seen". "The real story in this member switch is that using managed accounts for superannuation, while an incredibly compelling concept, still has a lot of administrative ...

IDII pitfalls advisers should avoid

KARREN VERGARA  |  WEDNESDAY, 22 SEP 2021
Financial advisers must beware the pitfalls of problematic individual disability income insurance products and avoid circumstances that could land them in trouble with the financial complaints body. As part of a panel of experts at the Association of ...