Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 251 - 256 of 256 results for "Financial Services Law"

Pam McAlister joins the Greenfields team

... knows. So she brings with her a good - a great - reputation as well." Greenfields exclusively practices financial services law including, amongst other things, in the areas of superannuation, funds management and insurance. The firm also provides responsible ...

ASIC bans financial planner in the west

The Australian Securities and Investments Commission (ASIC) has permanently banned Geoffrey Sanders from providing financial services after it determined there was a realistic likelihood he would not adhere to financial services laws in the future. ...

ASIC rubs out financial planner for two years

... financial planner and dealers' representative for two years after finding him guilty of non compliance with financial services law and having reason to believe he will not comply with these laws in the future. Rosewell's misconduct occurred when he was ...

Five-year ban for portfolio manager

ASIC has given Raydn Nolan a five-year ban from the financial services industry after finding he operated a discretionary portfolio management business without holding an appropriate licence. Nolan ran the business between October 1993 and May 2002 ...

ASIC places permanent ban on Rivkin

... said in a statement. "As a result, ASIC is satisfied there is reason to believe he will not comply with a financial services law in the future." Rivkin had his financial services license taken away from him in February when ASIC placed a reapplication ...

Campbell releases Amendment Bill to aid FSR transition

Parliamentary Secretary to the Treasurer Senator Ian Campbell has released a list of proposed legislative changes designed to clarify aspects of new arrangements introduced by the Financial Services Reform Act (FSRA). "The Government and the Australian ...