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Showing 2491 - 2500 of 10119 results for "Financial services"

Former adviser pleads guilty to stealing client funds

ELIZA BAVIN  |  WEDNESDAY, 18 NOV 2020
... guilty plea. Hopkins has been granted conditional bail," ASIC said. ASIC said QWL, which has held an Australian financial services licence since January 2004, provided clients with financial advice including dealing in securities and advising on self-managed ...

World largest asset owners increase ESG, AUM

ANNABELLE DICKSON  |  TUESDAY, 17 NOV 2020
... compared to asset managers due to stronger leadership. "Governance is improving but has historically lagged other financial services organisations; we suggest that there are up to 20 very large asset owners globally that are well-governed, with effective ...

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... personal loans with the proviso customers implement financial advice from them. Financial Circle's Australian financial services licence and Australian credit licenses were cancelled on 19 November 2018.

Cashwerkz director departs

ANNABELLE DICKSON  |  MONDAY, 16 NOV 2020
... Nantes as chair. "During his tenure in this position he has demonstrated a broad range of skills relevant to financial services," he said. "This includes having an informed view with regards to innovation and the disruption of traditional business models ...

Zurich joins reconciliation plan

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
Zurich Financial Services Australia has made a formal commitment to reconciliation through the Reconciliation Action Plan (RAP). Zurich has joined over 1100 corporate, government and not-for-profit organisations who have also made the commitment with ...

Link hires from QSuper, NAB

JAMIE WILLIAMSON  |  FRIDAY, 13 NOV 2020
... consulting and strategic partnerships at Commonwealth Bank. In total he has over 20 years' experience in financial services, having also held senior roles with the likes of Thiess, Leighton Group, Halifax and BankWest. Link has also added Melissa ...

Audit inquiry overlooks vertical integration

KARREN VERGARA  |  THURSDAY, 12 NOV 2020
... audits in Australia can be improved. Some of the issues the Parliamentary Joint Committee on Corporations and Financial Services delved into included looking at potential conflicts of interests that arise in providing both auditing and consulting services ...

Findex appoints chief growth officer

ELIZA BAVIN  |  THURSDAY, 12 NOV 2020
... managing director commercial at FleetPartners and vice president of sales, Asia Pacific at Hewlett Packard Financial Services.

Barrenjoey Capital hires from FIIG

ELIZA BAVIN  |  THURSDAY, 12 NOV 2020
... and banking industries across investment and risk management and has held a number of senior positions in the financial services industry. Prior to FIIG she was credit officer, hedge funds and financial institutions at UBS and associate director and ...

AAT affirms SMSF adviser ban

JAMIE WILLIAMSON  |  WEDNESDAY, 11 NOV 2020
... administration service provider he recommended they engage. While he did not contest ASIC's findings that he had broken financial services law and conceded a five-year ban was appropriate, Blazejczyk appealed to the AAT believing he should only be prohibited ...