Search Results | Showing 231 - 240 of 4157 results for "Conduct" |
| | | ... fairness and responsibility, we pride ourselves on synthesising the highest standards of trust, service and professional conduct," the website reads. The firm has eight active unit trusts listed on its website, with performance dated to an unspecified ... |
| | | | ... informed consent, drive the sale of unsuitable and poorly performing products, and facilitate and engage in misleading conduct. They also tend to add no value to consumers, erode super balances due to exorbitant fees, and jeopardise people's life savings. ... |
| | | | ... into the financial services and retail investors category, which includes credit issues, licence obligations, and other conduct related to advice, insurance, and misleading and deceptive or unconscionable behaviour. One example cited by ASIC was a report ... |
| | | | ... executives: "The steps you take in responding to the matters identified above will inform ASIC's response if we identify conduct of concern, commence investigations or take enforcement action." "While life insurance can provide valuable benefits ... |
| | | | ... thorough review, ASIC believes Rankin failed to identify clients' objectives and needs, the subject matter of advice, or conduct a reasonable investigation of the financial products. ASIC has since imposed interim stop orders on the Pivotal Diversified ... |
| | | | In addition to overhauling its own look, Magellan Financial Group unveiled the new Magellan Investment Partners. Magellan Financial Group has refreshed its corporate branding, including a new logo, and rebranded its investment business as Magellan Investment ... |
| | | | ... contraventions of s 72(4) is high, indicating the significant scope - and thereby the seriousness - of the contravening conduct," Justice Neskovcin added. Under section 72 of the National Credit Code, lenders must consider varying a troubling customer's ... |
| | | | The Administrative Review Tribunal has upheld ASIC's decision to ban United Global Capital (UGC) director Joel James Hewish for 10 years, after he lodged a review of the ban handed down in June 2024. The Tribunal conducted two hearings since the application ... |
| | | | ... jurisdiction, ASIC said. Forrest is charged with two offences contrary to s1043A (1) of the Corporations Act 2001 - prohibited conduct by person in possession of inside information, while the other is contrary to s911's providing unlicensed financial ... |
| | | | ... Torney said CSC is taking "active steps" to address its gender pay gap as priority, engaging with an external party to conduct an audit this year. Financial Standard has reached out to CSC for further comment. Torney said every complaint is thoroughly ... |
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