Search Results | Showing 231 - 240 of 600 results for "Authorised Representative" |
| | | ... judge said. The judge accepted ASIC's submission that each time the policy was distributed by an authorised representative to an existing or prospective client, Dover contravened the law. Some 19,402 clients received the policy in total, provided ... |
| | | | CountPlus has announced an early 2020 end date for the Total Financial Solutions (TFS) dealer group. The plan was confirmed today at CountPlus' annual general meeting. TFS currently has around 81 financial advisers on staff, with CountPlus saying 62 ... |
| | | | ... clients' interests, comply with the best interests duty and to provide appropriate advice. Khaw, a former authorised representative of Apogee, was not adequately trained or competent to provide financial services and was found to have backdated file ... |
| | | | The research house is set to acquire AdviserLogic as it looks to add financial planning software to its adviser offering. Morningstar has entered a definitive agreement to acquire AdviserLogic for undisclosed terms, with the transaction expected to ... |
| | | | ... MySuper option. Thanh Huu Tran has been banned for two years as a result of the misconduct. He was an authorised representative of Aon Hewitt Financial Advice from July 2011 to November 2018. The Aon Master Trust MySuper product has lower fees and costs ... |
| | | | ... appropriate advice, acted in clients' best interests and put their interests ahead of his own. An authorised representative of the group between 2013 and 2016, Doyle is alleged to have given inappropriate "cookie cutter" advice to retail clients ... |
| | | | ... client and company accounts of Fitzpatricks Private Wealth Partners Pty Ltd, a related body corporate and authorised representative of Fitzpatricks," ASIC said. [Radke's] conduct involved ongoing dishonestly and, in the interests of promoting confidence ... |
| | | | A digital advice firm has voluntarily shut down two robo-advice tools after ASIC raised concerns. Lime FS, a Sydney-based Australian financial services licensee, was running corporate authorised representatives Plenty Wealth, Plenty Plus and Lime Wealth ... |
| | | | ... to date has banned 60 advisers and three directors from the financial services industry. Eung was an authorised representative and financial adviser at NAB between May 2015 and December 2016, before becoming a credit representative of a credit licensee ... |
| | | | ... Financial Services principal Alex Vagliviello, with member representatives including Consilium Advice authorised representative Michael O'Dea, Abacus Finance and Property chief executive Kellie Lam, and Finsure Finance and Insurance's Paul Ma ... |
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