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Showing 221 - 230 of 683 results for "Proceedings"

Caddick's assets will be sold

ELIZABETH MCARTHUR  |  TUESDAY, 23 NOV 2021
... hope of returning money to investors. In March 2021, ASIC withdrew criminal charges against Caddick to enable civil proceedings in the Federal Court to continue.

Complaints filed against ASIC lawyers

JAMIE WILLIAMSON  |  FRIDAY, 19 NOV 2021
... they allegedly sent a press release about contempt charges brought against him before he was properly served with proceedings. Mawhinney has filed complaints with the Legal Services Commission, the Office of the Legal Services Commissioner and the Legal ...

MLC to face court over insurance failures

JAMIE WILLIAMSON  |  FRIDAY, 19 NOV 2021
ASIC is suing MLC over insurance failures spanning more than 20 years. The regulator commenced civil penalty proceedings in the Federal Court for insurance policy and service failures that occurred between 1999 and 2020. The action is against MLC Limited ...

Mawhinney lawyer accuses ASIC of trial by media

ELIZABETH MCARTHUR  |  THURSDAY, 18 NOV 2021
... Roberts Gray Lawyers, representing Mawhinney, accused the regulator of issuing a media release announcing contempt proceedings against Mawhinney before Mayfair's lawyers could access the full set of court filings. Rhys Roberts, senior partner at ...

ASIC files contempt application against Mawhinney

ELIZABETH MCARTHUR  |  TUESDAY, 16 NOV 2021
... not comply with these orders. ASIC is seeking an order punishing Mawhinney for contempt, it has also issued separate proceedings against Eleuthera Entities and Mawhinney. These proceedings allege Mawhinney and Eleuthera made false or misleading representations ...

Economic recap: Week to November 5

BENJAMIN ONG  |  MONDAY, 8 NOV 2021
... markets bring forward rate hike expectations, and for good reasons. The Reserve Bank of New Zealand (RBNZ) started proceedings at its 6 October meeting when it doubled the official cash rate from 0.25% to 0.5% -- the first rate hike since June 2014 - ...

Carlyle Group bids for Link

ANNABELLE DICKSON  |  FRIDAY, 5 NOV 2021
... shareholders as required under its continuous disclosure obligations." It comes after UK law firm Leigh Day kicked off proceedings against Link Fund Solutions on September 27 on behalf of 100 Woodford Equity Income Fund investors. Link Fund Solutions ...

E&P Financial Group hit with class action

KARREN VERGARA  |  THURSDAY, 4 NOV 2021
... "Given the proceeding is before the court, EP1 does not propose to provide any further commentary in relation to the proceedings at this time," EP1 told the ASX today. EP1's shares went into a trading halt on November 3 in the lead up to announcing ...

ASIC sues timeshare company

KARREN VERGARA  |  WEDNESDAY, 3 NOV 2021
... of availability. This is the first time ASIC has acted against a timeshare company and has commenced civil penalty proceedings. ASIC classifies timeshare schemes as managed investment schemes and financial products that involve property in the form of ...

CDPP drops cartel charges against ANZ

KARREN VERGARA  |  MONDAY, 1 NOV 2021
... involvement in a criminal cartel case. The CDPP has let ANZ and group treasurer Rick Moscati off the hook as it discontinued proceedings in relation to all charges on the indictment filed on 16 August 2021. ANZ chief risk officer Kevin Corbally said ...