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Showing 2381 - 2390 of 4746 results for "Financial advisers"

Royal Commission singles out 325 NAB staff cutting corners

ALEX BURKE  |  TUESDAY, 24 APR 2018
The Royal Commission referred today to a breach report concerning 325 NAB staff, including 204 financial advisers, who were involved in incorrectly witnessing client forms. This finding came out of a line of questioning involving a particular adviser ...

ANZ blames systems for inadequate controls: RC

KARREN VERGARA  |  MONDAY, 23 APR 2018
ANZ has blamed its systems and processes for failing to adequately monitor in-house financial advisers as well as its authorised representatives within three of its aligned dealer groups. Week two of the Royal Commission tasked with scrutinising advice ...

Millennials faring well financially: BTFG

HARRISON WORLEY  |  MONDAY, 23 APR 2018
... money experts to preserve and grow their money. Having the right team supporting you including stockbrokers, financial advisers and accountants can make a world of difference to helping you feel and stay on top of your money matters now, and will also ...

RC questions adviser sales tactics

KARREN VERGARA  |  FRIDAY, 20 APR 2018
... increased fee disclosure transparency and the ability to opt-in regularly, Wright added. She then asked if financial advisers can be trusted advisers and sales people at the same time: Would it be feasible to provide advice in the form of a budget or ...

Royal Commission to boost ETFs: VanEck

KANIKA SOOD  |  FRIDAY, 20 APR 2018
... hears evidence on the conflicts of interest within vertically-integrated institutions. An increasing number of financial advisers have been using ETFs to diversify client portfolios since the Future of Financial Advice (FOFA) reforms, according to VanEck ...

RECAP: Advice in the Royal Commission spotlight (Days 1 - 3)

KANIKA SOOD  |  THURSDAY, 19 APR 2018
... CBA slashed adviser numbers even as it grew its client base.The bank took two years to notify ASIC that its financial advisers were failing to meet ongoing service obligations. See also: Why wait for RC to address trust? April 17: AMP's question time ...

Royal Commission latest: CBA doing more with fewer advisers

KARREN VERGARA  |  WEDNESDAY, 18 APR 2018
It took Commonwealth Bank two years to notify ASIC its financial advisers were failing to meet ongoing service obligations - all during a time when it slashed adviser numbers and doubled its client base. This is according to CBA executive general manager ...

Cardena Private Wealth adds life insurance

KANIKA SOOD  |  WEDNESDAY, 18 APR 2018
... launch a private label managed account. The firm is run by a team of eight, including three directors, two financial advisers and a paraplanner.

Insto licensees still bleeding talent

ALEX BURKE  |  WEDNESDAY, 18 APR 2018
... footprint. This reflects earlier Rainmaker research, released in February, which showed that roughly one in 10 financial advisers swapped their licensee in 2016-17 - and 56% of these either stayed in or migrated to non-institutional options. Another ...

Why wait for Royal Commission to address trust?

HARRISON WORLEY  |  WEDNESDAY, 18 APR 2018
... from the Royal Commission about professionalism in the industry. The commission heard that just 35% of all financial advisers hold a bachelor degree or above. Demonstrating how startling this fact is, the Financial Adviser Standards and Ethics Authority ...