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Showing 211 - 220 of 253 results for "RSE"

HESTA appoints five

... role will complement the work of HESTA's compliance manager and will focus on risk management relating to HESTA's AFSL and RSE licence. Doust will also be responsible for some new risk management practices on the new Anti-Money Laundering and Counter ...

APRA extends custodian downstream rule exemption

ALEX DUNNIN  |  TUESDAY, 3 JUL 2007
... responsibility. The regulator said the exemption applies only where the agreement between the Registered Responsible Entity (RSE) licensee and the custodian provides for the custodian to accept liability for any sub-custodian failure in relation to how ...

Mercer unveils web-based compliance for super funds

HAMISH MADDEN  |  TUESDAY, 30 JAN 2007
... InterTextual in response to concerns raised by a number of its super fund clients that the dual compliance burden of AFS and RSE licensing was stretching resources and had ratcheted up their compliance risk. "Many funds indicated that they are operating ...

Report your breach online: APRA

... is available on their website www.apra.gov.au and can be accessed through the licensee's Registrable Superannuation Entity (RSE) licence number. It said that the form includes all the details that APRA would generally expect to receive from an RSE licensee ...

RSE licensing transition grinds to a close

HAMISH MADDEN  |  WEDNESDAY, 5 JUL 2006
... Prudential Regulation Authority (APRA) reporting that most of the applicants were awarded a Registrable Superannuation Entity (RSE) license. APRA reported that it received 325 applications for an RSE license with 307 companies receiving the right to ...

APRA super splitting extension flawed

KATE HAGE  |  TUESDAY, 2 MAY 2006
... Authority (APRA) has extended contributions splitting for members to any roll-over funds and transfers made before the 1 July RSE license deadline, but according to some the policy is flawed. Terry Brigden, partner and corporate lawyer at Freehills ...

First State Super goes public offer

HAMISH MADDEN  |  WEDNESDAY, 26 APR 2006
... to be regulated by the Australian Prudential Regulation Authority (APRA), with the fund's trustee holding both an AFS and RSE license. First State Super will initially be marketing its new status purely to current members changing jobs and members' families ...

Health Super achieves its RSE

ALEX DUNNIN  |  TUESDAY, 18 APR 2006
... Health Super, the $6 billion AAA-rated health industry fund based in Victoria but operating nationally, has been awarded its RSE license by the Australian Prudential Regulation Authority (APRA). Chris Clausen, Health Super's chief executive officer ...

Macq snares RSE license and wholesale BOQ deal

HAMISH MADDEN  |  TUESDAY, 18 APR 2006
... Investment Management Limited (MIML) announced that the Australian Prudential Regulation Authority (APRA) has awarded it an RSE license, while Macquarie Margin Lending has signed a wholesale partnership agreement with the Bank of Queensland (BOQ). MIML's ...

Fiducian grabs an RSE license

HAMISH MADDEN  |  MONDAY, 3 APR 2006
Fiducian Portfolio Services has picked up an RSE license from the Australian Prudential Regulation Authority (APRA). Fiducian Superannuation (incorporating Fiducian Superannuation Service and Fiducian Corporate Superannuation Service) has also been ...