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Showing 2221 - 2230 of 10119 results for "Financial services"

Iress hires head of product design

ANNABELLE DICKSON  |  WEDNESDAY, 9 JUN 2021
The financial services software company hired a global head of product as it looks to focus on design innovation. Amir Ansari joins from digital consultant firm Transpire where he was director of user experience. He is also currently chair and mentor ...

Halifax auditors face criminal charges

ELIZABETH MCARTHUR  |  TUESDAY, 8 JUN 2021
... audited financial statements to ensure that AFSL holders have sufficient financial resources to conduct their financial services business in compliance with the Act."

HESTA awards mandate

ELIZABETH MCARTHUR  |  TUESDAY, 8 JUN 2021
... HESTA members," she said. TechnologyOne chief executive Ed Chung added: "There are many organisations, in the financial services sector especially, for whom the application of modern, natively-integrated SaaS based technologies can offer increase productivity ...

Life Code Compliance Committee chair named

ANNABELLE DICKSON  |  TUESDAY, 8 JUN 2021
The Financial Services Council and AFCA have jointly appointed Jan McClelland as chair of the Life Code Compliance Committee (LCCC). McClelland has extensive board experience and is currently deputy chancellor at the University of New England, chair ...

ASIC bans adviser over $5m fraud

ELIZABETH MCARTHUR  |  TUESDAY, 8 JUN 2021
... without the knowledge or consent of clients, and lost a significant amount. ASIC also found Fineff was providing financial services outside of his authorisation from Sentinel and that he also acted in conflict with Sentinel - even competing with Sentinel. ...

Plenary enters funds management, nabs AMP Capital executive

ANNABELLE DICKSON  |  MONDAY, 7 JUN 2021
... funds management business in Australia and New Zealand. Julie-Anne Mizzi has over 30 years' experience in financial services having spent most of her career at AMP, spending much of that time leading the growth of AMP Capital's Community Infrastructure ...

Ignition Advice adds to board

KARREN VERGARA  |  FRIDAY, 4 JUN 2021
... business. Paul McMahon has joined the firm's board based in the UK. He previously worked in senior roles at Zurich Financial Services, AXA Sun Life/Friends Life and AEGON. Ignition recently appointed Russell Scrimshaw as deputy chair and non-executive ...

KPMG names risk consulting partners

ANNABELLE DICKSON  |  FRIDAY, 4 JUN 2021
KPMG Australia expanded its risk consulting practice with two partners joining the firm specialising in financial services. Chris de Wit has joined as partner in governance, risk & controls advisory and Kat Conner as risk, strategy & technology partner. ...

Adviser numbers fall below 20k

KARREN VERGARA  |  THURSDAY, 3 JUN 2021
... Pembroke - remain as is. IOOF splits its advice stable into three categories. Shadforth Financial Group, Bridges Financial Services and MLC Advice service high-net-worth clients. The self-employed segment comprises RI Advice, Millennium3, Lonsdale and ...

Forex CT cops $20 million fine

ANNABELLE DICKSON  |  WEDNESDAY, 2 JUN 2021
... has also been banned from managing corporations for eight years, along with his 10-year ban from engaging in financial services. The court found Forex CT failed to do all things necessary to ensure the financial services were provided efficiently, honestly ...