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Showing 191 - 200 of 3995 results for "Personal"

ASIC bans advisers for dodgy Shield Master Fund advice

KARREN VERGARA  |  WEDNESDAY, 9 JUL 2025
... Superannuation. "The investigation to date suggests that potential investors were called by lead generators and referred to personal financial advice providers who advised investors to roll their superannuation assets into a retail choice superannuation ...

SIAA chief executive steps down

ELIZA BAVIN  |  WEDNESDAY, 9 JUL 2025
Stockbrokers and Investment Advisers Association (SIAA) chief executive Judith Fox will retire at the end of 2025 once a replacement has been appointed. SIAA chair Hamish Dee said Fox advised that she has decided to retire after six years in the role. ...

L1 Capital, Platinum seal merger deal

JAMIE WILLIAMSON  |  TUESDAY, 8 JUL 2025
... also not take up a board position. "... We love investing, that's the best thing for clients and for us in terms of personal satisfaction," he said. Finally, when compared to other multi-boutiques in the market like Pinnacle and Fidante, Lamm said ...

Microsoft flips AI switch on for MUFG

MATTHEW WAI  |  TUESDAY, 8 JUL 2025
MUFG Pension and Market Services (MPMS) has collaborated with Microsoft to adopt AI-powered solutions across its MUFG Retirement Solutions and MUFG Corporate Markets business divisions. The five-year strategic partnership is built on a co-investment ...

Adviser receives permanent ban over 'dishonest' conduct

MATTHEW WAI  |  TUESDAY, 8 JUL 2025
... falsifying documents to clients, managing client funds without written authorisation, using those funds to pay his own personal expenses, and no providing clients with information about their investments. He was previously the subject of a travel restraint ...

ASIC funding levy to charge advisers $46.2m

KARREN VERGARA  |  FRIDAY, 4 JUL 2025
... year, new estimates show. ASIC's Cost Recovery Implementation Statement (CRIS) report shows that advisers who provide personal advice to retail clients on relevant financial products, which comprises most of the sector, will pay $39.3 million. This ...

Profile Financial Services names new chief, chair

ELIZA BAVIN  |  FRIDAY, 4 JUL 2025
... objectives. "We are thrilled to welcome Shane as our new chief executive," Walsh said. "Shane's vision and passion for personal advice, and his deep understanding of the advice landscape, makes him the ideal leader to guide Profile. We are confident ...

CSLR releases revised levy estimate

ELIZA BAVIN  |  FRIDAY, 4 JUL 2025
... triggered due to the initial levy estimate, issued in January 2025, exceeding the $20 million sub-sector cap for the personal financial advice sub-sector. With the assistance of CSLR's principal actuary, the revised estimate for the 2026 financial ...

Ninety One strengthens multi-asset bench with senior hire

ELIZABETH FRY  |  THURSDAY, 3 JUL 2025
... be of great benefit to our existing clients in Australia and globally." Knee said the move was both professional and personal. "After three decades at M&G, I'm thrilled to be joining Ninety One and returning to South Africa," he said. "My focus will ...

ASIC targets advisers, platforms, research houses in super switching scams

KARREN VERGARA  |  THURSDAY, 3 JUL 2025
... and wholesale investors since 2019. In many of the cases, members conduct a super health check online and submit their personal details and are incidentally contacted by the lead generator. "The connections between them are something that we're looking ...