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Showing 191 - 197 of 197 results for "Malcolm"

ASIC details licensing exemptions for foreign service providers

... to licensing exemptions for foreign providers of wholesale financial products. Under Policy Statement 176, according to Malcolm Rodgers, ASIC's executive director, policy and markets regulation, "ASIC will permit a foreign financial services provider ...

Holcim Finance prices $260 million MTN

... overseas for BBB-plus paper resulted in the issue being heavily oversubscribed," ABN AMRO head of primary markets origination Malcolm Coleman said. "Clearly this is an excellent outcome for Holcim with excess demand pushing pricing to the tight end of ...

ASIC acts on conflicts of interest

... may have a conflict of interest from a commercial perspective," ASIC executive director policy and markets regulation, Malcolm Rodgers said. "ASIC's review has found some common defects in the material provided to shareholders." ASIC said party documents ...

Too many defects in prospectuses: ASIC

... defects in offer documents prompted it to place 89 stop orders in 2002/03, covering $383 million in proposed new raisings. Malcolm Rodgers, ASIC's Executive Director Policy and Markets Regulation, said ASIC had identified a number of defects which consistently ...

ASIC moves against late disclosure

... investors, when asked to make new investment decisions, cannot rely on these companies' disclosure track record," said Malcolm Rodgers, ASIC's Executive Director Policy and Markets Regulation. Mr Rodgers said ASIC ran this project last year for companies ...

Economy grows by 0.4% in December quarter: ABS

... quarter and by 3% for 2002 as a whole. The ABS also said the drought would subtract 0.9% from the GDP growth in 2002-03. Malcolm Edey, the assistant governor for the Reserve Bank of Australia (RBA), said today that the Australian economy is continuing ...

Wallis resigns from AMP as Batchelor payout row rumbles on

... that position has changed. Patricia Cross will also follow Wallis out the door tomorrow. In addition to these departures, Malcolm Bates, Paul Mazoudier, and Ian Renard will retire in the course of the next six months. "The Board recognises that shareholders ...