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Showing 191 - 200 of 471 results for "ASIC Commissioner"

Non-compliant personal advice rife at super funds: ASIC

JAMIE WILLIAMSON | TUESDAY, 3 DEC 2019

... ASIC also noted that, in some cases, the super fund was not the advice provider. Commenting on the findings, ASIC commissioner Danielle Press said: "Superannuation funds have a very important role to play in meeting the financial advice needs of members ...

Super fund PDSs to include single cost of product figure

HARRISON WORLEY | FRIDAY, 29 NOV 2019

... requirements under the current version of RG97 will apply until the end of the transition period, ASIC said. ASIC commissioner Danielle Press said the more consistent and comparable disclosure the update to RG97 delivers will help consumers and financial ...

Regulators quash remuneration rumours

ELIZABETH MCARTHUR | THURSDAY, 28 NOV 2019

... chief executive Stephen Glenfield told the FPA Congress. Appearing as part of a regulatory update alongside ASIC commissioner Danielle Press, Glenfield said advisers should be using this time to assess their remuneration structures and need to consider ...

AFSLs show widespread non-compliance: ASIC

ELIZA BAVIN, JAMIE WILLIAMSON | THURSDAY, 28 NOV 2019

... licensees did not have effective processes to remind them when RNs are due or to turn off ongoing fees," ASIC said. ASIC commissioner Danielle Press said the findings have raised concerns about industry practices in relation to fee disclosure to clients. ...

ASIC to survey whistleblower policies

ELIZA BAVIN | THURSDAY, 14 NOV 2019

... practice guidance to assist companies develop and implement policies that are tailored to their operations. ASIC commissioner John Price said: "Robust and transparent whistleblower policies are essential to achieving sound risk management and corporate ...

Former Apogee, GPS Wealth advisers banned

JAMIE WILLIAMSON | THURSDAY, 7 NOV 2019

... to the Tax Practitioners Board website, he is a member of the Association of Financial Advisers. Commenting, ASIC commissioner Danielle Press said: "Financial advisers are expected to understand their clients' personal circumstances and take those circumstances ...

ASIC puts trustees on notice

ELIZA BAVIN | THURSDAY, 31 OCT 2019

... that include appropriate context about the reforms and tailoring communications to the needs of their members." ASIC commissioner Danielle Press said: "The superannuation industry needs to learn from what happened earlier this year when trustees communicated ...

ASIC imposes AFSL conditions on IOOF

JAMIE WILLIAMSON | MONDAY, 28 OCT 2019

... management sector and ensuring that investors' best interests are the highest priority of fund managers," ASIC commissioner Danielle Press said. "ASIC will use its licensing power, including through the imposition of tailored licence conditions to ...

ASIC nudges robo-adviser to shutter

ELIZABETH MCARTHUR | FRIDAY, 18 OCT 2019

... and financial situations were inadequate. Lime FS decided to close both tools. Both websites are now defunct. ASIC commissioner Danielle Press said: "Digital advice tools offer a convenient and low-cost alternative to consumers who may otherwise not ...

TPD riddled with issues: ASIC

ELIZA BAVIN | THURSDAY, 17 OCT 2019

... claims and insurers lacked clear key claims data to help them effectively manage the risk of consumer harm. ASIC Commissioner Sean Hughes said the regulator found it alarmingly that three TPD claims a day are assessed under the restrictive 'activities ...

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Aware Super reshapes governance team, appoints chief risk officer

VINNY VUCAGO

Aware Super has announced a leadership reshuffle, appointing a new chief risk officer amid the departure of its long-serving group executive of legal.

IFM lifts stake in Atlas Arteria to 40% after upping offer price

RIDDHIMA TALWANI

IFM Investors has raised its stake in Atlas Arteria from 34.5% to 38.3% in an on-market stock purchase, just a day after it raised its offer price for the toll road operator to $5.10 per security.

Zenith bolsters research, investment capabilities with new hires

MATTHEW WAI

Zenith has announced two senior appointments to strengthen its research and portfolio management divisions.

Regulators push for stronger stress-testing capability, resilience

KARREN VERGARA

The ability to remain resilient and manage liquidity pressures amid severe, multi-dimensional stress scenarios is an area of focus that APRA and ASIC want superannuation funds to improve.

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