Search Results | Showing 1 - 10 of 200 results for "Signature" |
| | | ... its managed accounts menu, amid strong growth in client demand and continued momentum across the sector. The CFS Edge Signature menu has included the CFS 150 portfolio, Pendal Australian equity, and Russell short-term and medium-term retirement-focused ... |
| | | | ASIC has called out superannuation trustees for not doing enough to protect retirement savings of Australians on platforms even after repeated warnings from regulators about the dangers of poor oversight. ASIC's report Safeguarding super: How well are ... |
| | | | ASIC has banned Brett Newbound of Victoria, a financial adviser and the sole director of Freedom Wealth Services, which has subsequently lost its Australian financial services licence (AFSL). According to ASIC, Newbound was found to have forged client ... |
| | | | David Valvo, the former financial adviser, amateur comedian and celebrity impersonator who was convicted on fraud charges last year, has been permanently banned by ASIC. Valvo was convicted last year of engaging in dishonest conduct after he stole $110,000 ... |
| | | | As part of its regulatory simplification strategy, ASIC is making it possible to lodge 35 'paper-only' documents by email, including forms related to changes to responsible entities and managed investment schemes. The regulator said the move is designed ... |
| | | | As HESTA and Vision Super move to divest members' money from Israeli bonds and shares, other superannuation funds' ethical options continue to overlook human rights abuses. HESTA confirmed the move, saying that as part of its investment strategy ... |
| | | | ASIC has culled more than 9240 pages of regulation since the start of the year and is calling for more ideas for regulatory simplification. A new report, aptly named Regulatory Simplification, seeks input on a range of initiatives aimed at making regulation ... |
| | | | ... claimed that trading and report creation were conducted by external entities, with Trevillian going so far as to forge the signature of an accountant from the nominated firm to validate the documents. Trevillian was the sole director and secretary of ... |
| | | | ... deceptive or unconscionable behaviour. One example cited by ASIC was a report of a financial adviser that obtained the signature of a client with dementia across multiple investment documents. The client did not fully understand the documents signed ... |
| | | | More than 200 actors have signed an open letter to the trustees of the SAG-Producers Pension Plan asking it to divest from fossil fuels and redirect the assets into responsible investments. Members of the Screen Actors Guild and the American Federation ... |
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