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Showing 1 - 10 of 117 results for "Responsible entities"

ASIC consolidates compliance rules for platforms

RIDDHIMA TALWANI  |  WEDNESDAY, 8 JUL 2026
... the reliefs under Instrument 2023/668 and Instrument 2023/669. ASIC Instrument 2023/668 provided relief to responsible entities of IDPS-like schemes from managed investment schemes, fundraising, financial reporting, and disclosure requirements under ...

ASIC calls out platform trustees: 'Clear breach of trust'

RIDDHIMA TALWANI  |  MONDAY, 29 JUN 2026
... along with trustees, other parts of the value chain also play important roles, including advice licensees, responsible entities of managed investment schemes, research houses, and the regulators who monitor the sector and approve financial services licenses ...

ASIC puts private credit on notice ahead of EOFY

RIDDHIMA TALWANI  |  THURSDAY, 18 JUN 2026
... and grounded in realistic assumptions. The regulator expects all participants including boards, auditors, responsible entities, trustees and chief investment officers, to assess current private credit practices against ASIC's ten principles and lift ...

'No basis' to ban independent trustee model: Equity Trustees

ELIZA BAVIN  |  THURSDAY, 28 MAY 2026
... Trustees said it strongly supports proposals by Treasury to reform managed investment schemes (MISs) and their responsible entities (REs), as well as the regulation of lead generators. It said the most critical point of failure in the value chain regarding ...

ASIC moves to extend managed investment scheme relief measures

VINNY VUCAGO  |  THURSDAY, 28 MAY 2026
... of the AMIT tax regime. The regulator said the AMIT-related transitional relief was originally to assist responsible entities adapting to the taxation framework for managed investment trusts. Among the instruments under review, the Horse Scheme Instrument ...

ASIC launches action against Equity Trustees for $65m First Guardian failures

ELIZA BAVIN  |  THURSDAY, 21 MAY 2026
... government to expose the misconduct of now-banned financial advisers and allegedly fraudulent promoters, responsible entities and investment managers are commendable, as are the initiatives to strengthen consumer protections." O'Brien added Equity ...

FEATURE | Regulation: Picking up the pieces

KARREN VERGARA  |  TUESDAY, 24 MAR 2026
... investors, particularly how ASIC's role can be improved. Given that imposing additional obligations on responsible entities of MISs will unlikely prevent failures akin to Shield and First Guardian, Treasury believes proposing to reform "ASIC's ...

ASIC considers changes to net asset requirements

ELIZA BAVIN  |  WEDNESDAY, 18 MAR 2026
ASIC is seeking feedback on options for increasing the net tangible assets (NTA) requirement for responsible entities of registered managed investment schemes. In addition, ASIC is looking at increasing the NTA requirements that apply to other fund ...

MIS review ignores key issues: FAAA

KARREN VERGARA  |  TUESDAY, 3 MAR 2026
... development of a comprehensive data informed early warning system, which would cover superannuation fund trustees, responsible entities (REs) and financial advice licensees to help identify issues in areas such as distribution, growth and management. ...

Treasury to reform managed investment scheme governance

KARREN VERGARA  |  TUESDAY, 10 FEB 2026
... investors, particularly how ASIC's role can be improved. Given that imposing additional obligations on responsible entities (REs) of MISs will unlikely prevent failures akin to Shield and First Guardian, Treasury believes proposing to reform "ASIC's ...
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