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Showing 21 - 30 of 117 results for "Responsible entities"

Sequoia resumes trading after ASX query

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... ASIC which is investigating the failure of the Shield Master Fund and First Guardian Master Fund and their responsible entities." ASIC is investigating InterPrac as part of its ongoing investigations into the Shield and First Guardian funds as Venture ...

SS&C lands mandate from local boutique fund services provider

ANDREW MCKEAN  |  WEDNESDAY, 4 JUN 2025
... to accelerate, we remain committed to delivering market-leading services to fund managers, custodians, and responsible entities across Australia," McLeod said. Meanwhile, Fundhost joint chief executive Drew Wilson said the firm selected SS&C for its ...

ASIC blasts managed funds' poor compliance plans

KARREN VERGARA  |  MONDAY, 2 JUN 2025
Too many responsible entities (REs) of managed funds are falling short of their obligations to adequately address design and distribution obligations (DDO), the reportable situations regime and internal dispute resolution processes and reporting (IDR) ...

SMA Reporting Standard launches

KARREN VERGARA  |  FRIDAY, 28 FEB 2025
... to simplify industry-wide comparisons. This will reduce the complexity in comparing SMAs across different responsible entities and eliminate confusion around fee discrepancies for identical portfolios. SMARS advisory chair Jerry Parwada said the rapid ...

EQT awarded two new mandates

ELIZA BAVIN  |  TUESDAY, 11 FEB 2025
... Income Trust exemplifies the strength of collaboration between innovative asset managers and experienced responsible entities and custodians," EQT general executive manager of corporate and superannuation Andrew Godfrey said. "We are proud to support ...

Super failures, greenwashing: ASIC's key issues in 2025

ELIZA BAVIN  |  TUESDAY, 28 JAN 2025
... surveillance work. "As part of this work ASIC will review the governance processes and practices of a sample of responsible entities of retail private credit funds, including their asset valuation and liquidity management practices," it said. In addition ...

Court rejects Linchpin director appeal

KARREN VERGARA  |  WEDNESDAY, 25 SEP 2024
... Justice Jackman said. ASIC deputy chair Sarah Court said the outcome should act as a reminder to directors of Responsible Entities that operate managed investment schemes that they must act in the best interests of members.

Monochrome moves to list Ethereum ETF

ANDREW MCKEAN  |  FRIDAY, 6 SEP 2024
... under ASIC's crypto asset licensing category, introduced in October 2021. This was established to ensure that responsible entities holding substantial crypto assets in retail funds comply with specific investor protection rules. Prior to the launch of ...

Australian Ethical updates investment guide

ELIZA BAVIN  |  TUESDAY, 4 JUN 2024
... Criteria govern our ethical evaluation of companies and other investments issued by financial institutions, responsible entities, trustees, governments, or other issuers. They help us identify, measure and balance the most significant positive and negative ...

ASIC extends ETF class order

KARREN VERGARA  |  TUESDAY, 19 MAR 2024
... track an index. The class order allows relief that include exemptions for the equal treatment relief for responsible entities and corporate directors, enabling them to limit redemptions and provide certain information to authorised participants only ...