Search Results | Showing 21 - 30 of 118 results for "Responsible entities" |
| | | ... Guardian scandals show, failings in the financial sector often incorporate a range of players, including responsible entities, investment managers, research houses, superannuation funds, platforms, advice licensees, advisers and auditors," she said. ... |
| | | | ... ASIC which is investigating the failure of the Shield Master Fund and First Guardian Master Fund and their responsible entities." ASIC is investigating InterPrac as part of its ongoing investigations into the Shield and First Guardian funds as Venture ... |
| | | | ... to accelerate, we remain committed to delivering market-leading services to fund managers, custodians, and responsible entities across Australia," McLeod said. Meanwhile, Fundhost joint chief executive Drew Wilson said the firm selected SS&C for its ... |
| | | | Too many responsible entities (REs) of managed funds are falling short of their obligations to adequately address design and distribution obligations (DDO), the reportable situations regime and internal dispute resolution processes and reporting (IDR) ... |
| | | | ... to simplify industry-wide comparisons. This will reduce the complexity in comparing SMAs across different responsible entities and eliminate confusion around fee discrepancies for identical portfolios. SMARS advisory chair Jerry Parwada said the rapid ... |
| | | | ... Income Trust exemplifies the strength of collaboration between innovative asset managers and experienced responsible entities and custodians," EQT general executive manager of corporate and superannuation Andrew Godfrey said. "We are proud to support ... |
| | | | ... surveillance work. "As part of this work ASIC will review the governance processes and practices of a sample of responsible entities of retail private credit funds, including their asset valuation and liquidity management practices," it said. In addition ... |
| | | | ... Justice Jackman said. ASIC deputy chair Sarah Court said the outcome should act as a reminder to directors of Responsible Entities that operate managed investment schemes that they must act in the best interests of members. |
| | | | ... under ASIC's crypto asset licensing category, introduced in October 2021. This was established to ensure that responsible entities holding substantial crypto assets in retail funds comply with specific investor protection rules. Prior to the launch of ... |
| | | | ... Criteria govern our ethical evaluation of companies and other investments issued by financial institutions, responsible entities, trustees, governments, or other issuers. They help us identify, measure and balance the most significant positive and negative ... |
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