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Showing 181 - 190 of 1607 results for "Investigation"

ASIC levy to slug advisers $48.4m

KARREN VERGARA  |  TUESDAY, 9 JUL 2024
... transparency on how these costs are arrived at." A report by the Senate Economics References Committee on ASIC's investigation and enforcement released last week called for a review of how the regulator is funded. In 2022-23, ASIC employed around 1800 ...

AAT slashes adviser ban

KARREN VERGARA  |  MONDAY, 8 JUL 2024
... equipment finance broking and mortgage broking business through the corporate vehicle, Corporate Financial. ASIC's investigation found that Betalli failed to keep adequate records and gave non-compliant Statements of Advice (SoAs) by not including ...

Committee calls for 'sick agency' ASIC to be split in half

JAMIE WILLIAMSON  |  THURSDAY, 4 JUL 2024
... regulatory objective of ASIC's or other regulatory bodies to establish and maintain a high level of transparency of investigation and enforcement outcomes. This would include a searchable public register of civil or criminal outcomes that eventuate ...

Iress hack investigation finds 20 OneVue files breached

JAMIE WILLIAMSON  |  TUESDAY, 2 JUL 2024
An internal investigation into the recent breach of Iress' GitHub user space found no evidence any of its client data was compromised, however 20 OneVue employees and clients weren't so lucky. On May 11, Iress' private user space on third-party ...

ASIC freezes assets of Melbourne based licensee

ELIZA BAVIN  |  THURSDAY, 27 JUN 2024
... investment company Global Capital Property Fund Limited (GCPF). ASIC sought the orders to protect investor funds while an investigation is continuing. Justice O'Callaghan ordered that United Global and GCPF be restrained from removing property from Australia ...

New inspector-general of taxation appointed

ELIZA BAVIN  |  MONDAY, 24 JUN 2024
... of the Inspector-General of Taxation and Taxation Ombudsman (IGTO) plays in providing independent oversight and investigation of the Australian Taxation Office (ATO) and Tax Practitioners Board's (TPB) administrative practices". "The government would ...

Court freezes assets of Keystone AM managed fund

ELIZA BAVIN  |  THURSDAY, 20 JUN 2024
... fund overseen by Keystone Asset Management. ASIC said it sought the orders to help protect investor funds while an investigation is continuing. Justice O'Callaghan ordered that Keystone is restrained from removing property from Australia; selling, charging ...

ASX advances CHESS replacement project

ANDREW MCKEAN  |  THURSDAY, 13 JUN 2024
... deliver to the plan announced in November last year." In March last year, ASIC informed ASX that it had commenced an investigation into oversight, statements, and disclosures regarding the CHESS replacement project. ASX chief executive Helen Lofthouse ...

Active Super found guilty of greenwashing

ANDREW MCKEAN  |  THURSDAY, 6 JUN 2024
... Responding the Federal Court judgement, an Active Super spokesperson said the fund has co-operated with ASIC's investigation and supports increased scrutiny on ESG disclosure standards as being good for members, the super industry and the community. ...

More businesses fold, unpaid super recovery measure to launch

KARREN VERGARA  |  THURSDAY, 6 JUN 2024
As the number of business insolvencies spike, workers will soon be able to claim unpaid superannuation owed to them by defunct employers under the Fair Entitlements Guarantee (FEG) Recovery Program. From 1 July 2024, staff who worked for employers that ...