Search Results | Showing 151 - 160 of 1605 results for "Investigation" |
| | | ... required the former employee to affirm that he or she had not done so; was not aware of facts that would support an investigation; and would withdraw any statements already made that might support an investigation," the SEC said. These provisions violated ... |
| | | | ... supply of residential masterplanned community housing in Illawarra, North West Perth, Ipswich, and Moreton Bay. Its investigation later found few competing projects to challenge Stockland in Illawarra, and that "prospective entrants" face hurdles, including ... |
| | | | ... 18 months. She plead guilty in November 2023 to 30 charges after the Australian Federal Police (AFP) launched an investigation in 2020 into her activities on the back of the Australian Taxation Office's Serious Financial Crime Taskforce (SFCT), which ... |
| | | | ... LIBOR +3% over a market cycle, while minimising negative performance periods via active management. The regulator's investigation found thousands of "odd lot" CMO positions traded at a discount to institutional, larger-sized positions. Odd lots were ... |
| | | | ... funds to purchase a luxury motor vehicle, and real estate at Surfers Paradise in Queensland. "Even though ASIC's investigation is at an early stage, the evidence presently before the Court is quite extensive," Yates said. He rose concerns that some of ... |
| | | | ... becoming increasingly sophisticated, which is now under heightened scrutiny via ASIC's establishment of a new criminal investigation team. According to the platform, its surveillance system (MAST) can eliminate certain instances of market manipulation ... |
| | | | ... Australia, and Next Generation Advice having recommended investment in the Shield Master Fund. ASIC launched an investigation in February to halt new investment offers in Shield Master Fund, and the corporate watchdog simultaneously made interim stop ... |
| | | | ... members, and to always prioritise members' interests when in a position of conflict. The allegations follow an investigation by APRA into a member and employer services contract (MESC contract) between First Super and the CFMEU. APRA alleges O'Connor ... |
| | | | ... (CFDs) and foreign exchange contracts issuer, FXOpen AU. ASIC said the decision to cancel the licence came after an investigation identified serious concerns about the adequacy of its human resources to provide financial services and to carry out supervisory ... |
| | | | ... Providing distorted data is "potentially hindering" to ASIC's market surveillance capabilities. ASIC launched an investigation on 16 January 2023 after CLSA reported two block trades, which generated volume alerts on ASIC's surveillance systems. |
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